Filing Details
- Accession Number:
- 0001604103-14-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-05 14:07:41
- Reporting Period:
- 2014-06-03
- Filing Date:
- 2014-06-05
- Accepted Time:
- 2014-06-05 14:07:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 779544 | Ark Restaurants Corp | ARKR | Retail-Eating Places (5812) | 133156768 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 902827 | S Michael Weinstein | C/O Ark Restaurants Corp 85 Fifth Avenue New York NY 10003 | Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-03 | 27,000 | $12.04 | 1,072,069 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2014-06-03 | 13,500 | $14.40 | 1,085,569 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Acquisiton | 2014-06-03 | 27,000 | $12.04 | 27,000 | $12.04 |
| Common Stock | Common Stock | Acquisiton | 2014-06-03 | 13,500 | $14.40 | 13,500 | $14.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-05-07 | 2019-05-06 | No | 4 | C | Direct |
| 13,500 | 2013-06-12 | 2022-06-12 | No | 4 | C | Direct |
Footnotes
- Includes 3,649 shares owned by The Weinstein Foundation, a private foundation of which Mr. Weinstein acts as trustee and as to which shares Mr. Weinstein has shared investment and shared voting power, an aggregate of 2,400 shares owned by Mr. Weinstein's minor children. This does not include 37,500 in shares issuable pursuant to stock options that are currently exercisable.
Billionaire Hedge Funds
