Filing Details
- Accession Number:
- 0001127602-14-019964
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-05 10:06:33
- Reporting Period:
- 2014-06-04
- Filing Date:
- 2014-06-05
- Accepted Time:
- 2014-06-05 10:06:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397703 | G Lawrence Smith | 1010 Grand Blvd Kansas City MO 64106 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-04 | 1,139 | $41.37 | 8,425 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-06-04 | 1,189 | $37.84 | 9,614 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-06-04 | 2,095 | $41.71 | 11,709 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-04 | 1,755 | $57.40 | 9,954 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-06-04 | 2,095 | $57.44 | 7,859 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-06-04 | 1,139 | $57.50 | 6,720 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-06-04 | 1,139 | $0.00 | 1,139 | $41.37 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-06-04 | 1,189 | $0.00 | 1,189 | $37.84 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-06-04 | 2,095 | $0.00 | 2,095 | $41.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-01-01 | 2019-01-01 | No | 4 | M | Direct |
| 1,190 | 2013-01-01 | 2020-01-01 | No | 4 | M | Direct |
| 2,095 | 2014-01-01 | 2021-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 975 | Indirect | By 401(k) |
| Common Stock | 209 | Indirect | by ESOP |
Footnotes
- Includes shares acquired through dividend reinvestment of restricted stock shares
- Participant acquired shares of UMB Financial Corporation through contributions to the UMB Financial 401(k) Plan
- Reflects ESOP allocations and dispositions that have occured
- Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014
- Options will vest 50% on 1/1/2013; 75% on 1/1/2014; and 100% on 1/1/2015
- Options will vest 50% on 1/1/2014, 75% on 1/1/2015 and 100% on 1/1/2015
Billionaire Hedge Funds
