Filing Details
- Accession Number:
- 0001181431-14-022749
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-04 19:45:57
- Reporting Period:
- 2014-06-02
- Filing Date:
- 2014-06-04
- Accepted Time:
- 2014-06-04 19:45:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393052 | Veeva Systems Inc | VEEV | Services-Prepackaged Software (7372) | 208235463 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1585820 | Mark Armenante | C/O Veeva Systems Inc. 4637 Chabot Drive, Suite 210 Pleasanton CA 94588 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2014-06-02 | 37,867 | $0.00 | 37,867 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2014-06-02 | 37,867 | $20.18 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2014-06-02 | 10,000 | $0.00 | 10,000 | No | 4 | C | Indirect | By Mark A. Armenante Grantor Retained Annuity Trust dated May 20, 2013 |
| Class A Common Stock | Disposition | 2014-06-02 | 10,000 | $20.17 | 0 | No | 4 | S | Indirect | By Mark A. Armenante Grantor Retained Annuity Trust dated May 20, 2013 |
| Class A Common Stock | Acquisiton | 2014-06-02 | 10,000 | $0.00 | 10,000 | No | 4 | C | Indirect | By Elizabeth T. Armenante Grantor Retained Annuity Trust dated May 20, 2013 |
| Class A Common Stock | Disposition | 2014-06-02 | 10,000 | $20.17 | 0 | No | 4 | S | Indirect | By Elizabeth T. Armenante Grantor Retained Annuity Trust dated May 20, 2013 |
| Class A Common Stock | Acquisiton | 2014-06-03 | 29,482 | $0.00 | 29,482 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2014-06-03 | 29,482 | $20.10 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2014-06-03 | 2,500 | $0.00 | 2,500 | No | 4 | C | Indirect | By Mark A. Armenante Grantor Retained Annuity Trust dated May 20, 2013 |
| Class A Common Stock | Disposition | 2014-06-03 | 2,500 | $20.03 | 0 | No | 4 | S | Indirect | By Mark A. Armenante Grantor Retained Annuity Trust dated May 20, 2013 |
| Class A Common Stock | Acquisiton | 2014-06-03 | 2,500 | $0.00 | 2,500 | No | 4 | C | Indirect | By Elizabeth T. Armenante Grantor Retained Annuity Trust dated May 20, 2013 |
| Class A Common Stock | Disposition | 2014-06-03 | 2,500 | $20.03 | 0 | No | 4 | S | Indirect | By Elizabeth T. Armenante Grantor Retained Annuity Trust dated May 20, 2013 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Indirect | By Mark A. Armenante Grantor Retained Annuity Trust dated May 20, 2013 |
| No | 4 | S | Indirect | By Mark A. Armenante Grantor Retained Annuity Trust dated May 20, 2013 |
| No | 4 | C | Indirect | By Elizabeth T. Armenante Grantor Retained Annuity Trust dated May 20, 2013 |
| No | 4 | S | Indirect | By Elizabeth T. Armenante Grantor Retained Annuity Trust dated May 20, 2013 |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Indirect | By Mark A. Armenante Grantor Retained Annuity Trust dated May 20, 2013 |
| No | 4 | S | Indirect | By Mark A. Armenante Grantor Retained Annuity Trust dated May 20, 2013 |
| No | 4 | C | Indirect | By Elizabeth T. Armenante Grantor Retained Annuity Trust dated May 20, 2013 |
| No | 4 | S | Indirect | By Elizabeth T. Armenante Grantor Retained Annuity Trust dated May 20, 2013 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | Disposition | 2014-06-02 | 37,867 | $0.00 | 37,867 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2014-06-02 | 10,000 | $0.00 | 10,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2014-06-02 | 10,000 | $0.00 | 10,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2014-06-03 | 29,484 | $0.00 | 29,482 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2014-06-03 | 2,500 | $0.00 | 2,500 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2014-06-03 | 2,500 | $0.00 | 2,500 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,287,133 | No | 4 | C | Direct | ||
| 982,500 | No | 4 | C | Indirect | ||
| 982,500 | No | 4 | C | Indirect | ||
| 10,257,651 | No | 4 | C | Direct | ||
| 980,000 | No | 4 | C | Indirect | ||
| 980,000 | No | 4 | C | Indirect |
Footnotes
- The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted by the Reporting Person on December 30, 2013.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.0000 to $20.8500 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
- Shares held by the Mark A. Armenante Grantor Retained Annuity Trust dated May 20, 2013 (the "Mark Armenante GRAT"). The Reporting Person is a trustee and beneficiary of the Mark Armenante GRAT, and may be deemed to share voting and dispositive power with regard to the reported shares held by the Mark Armenante GRAT.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.0000 to $20.8400 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).
- Shares held by the Elizabeth T. Armenante Grantor Retained Annuity Trust dated May 20, 2013 (the "Elizabeth Armenante GRAT"). The Reporting Person is a trustee and family member of Elizabeth Armenante, the beneficiary of the Elizabeth Armenante GRAT, and may be deemed to share voting and dispositive power with regard to the reported shares held by the Elizabeth Armenante GRAT.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.0000 to $20.8850 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.0000 to $20.3100 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7).
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.0000 to $20.1500 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8).
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.0000 to $20.1400 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (9).
- Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.
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