Filing Details
- Accession Number:
- 0001209191-14-038918
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-04 12:20:03
- Reporting Period:
- 2014-06-02
- Filing Date:
- 2014-06-04
- Accepted Time:
- 2014-06-04 12:20:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
722256 | Hudson Valley Holding Corp | HVB | State Commercial Banks (6022) | 133148745 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1596368 | E Michael Finn | C/O 21 Scarsdale Rd Yonkers NY 10707 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-02 | 575 | $17.55 | 4,575 | No | 4 | P | Indirect | by 401(k) Plan of former employer |
Common Stock | Acquisiton | 2014-06-03 | 1,425 | $17.40 | 6,000 | No | 4 | P | Indirect | by 401(k) Plan of former employer |
Common Stock | Acquisiton | 2014-06-03 | 202 | $17.30 | 6,202 | No | 4 | P | Indirect | by 401(k) Plan of former employer |
Common Stock | Acquisiton | 2014-06-03 | 298 | $17.37 | 6,500 | No | 4 | P | Indirect | by 401(k) Plan of former employer |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by 401(k) Plan of former employer |
No | 4 | P | Indirect | by 401(k) Plan of former employer |
No | 4 | P | Indirect | by 401(k) Plan of former employer |
No | 4 | P | Indirect | by 401(k) Plan of former employer |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,255 | Direct |
Footnotes
- Includes 7,500 shares of Restricted Stock which vest over 4 years on the anniversary of the grant commencing 01/13/2015, at a rate of 20% for each of the first and second years and a rate of 30% for each of the third and fourth years (1,500 shares will vest on each of 01/13/2015 and 01/13/2016 and 2,250 shares will vest on each of 01/13/2017 and 01/13/2018).
- Includes 2,755 shares of Restricted Stock Award which vest over 3 years on the anniversary of the grant commencing 02/20/2015, at a rate of 33.3% for each year (919 shares will vest on 02/20/2015 and 918 shares will vest on each of 02/20/2016 and 02/20/2017).