Filing Details
- Accession Number:
- 0001104659-14-043760
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-03 20:24:30
- Reporting Period:
- 2014-05-30
- Filing Date:
- 2014-06-03
- Accepted Time:
- 2014-06-03 19:24:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 864559 | Cascade Microtech Inc | CSCD | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1435750 | L Steven Harris | 9100 Sw Gemini Drive Beaverton OR 97008 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-30 | 2,976 | $4.24 | 58,083 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-30 | 2,976 | $12.00 | 55,107 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-06-02 | 5,535 | $4.24 | 60,642 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-02 | 5,535 | $12.00 | 55,107 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-06-02 | 10,000 | $12.00 | 45,107 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to purchase Common Stock | Disposition | 2014-05-30 | 2,976 | $4.24 | 2,976 | $4.24 |
| Common Stock | Options to purchase Common Stock | Disposition | 2014-06-02 | 5,535 | $4.24 | 5,535 | $4.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,045 | 2011-02-05 | 2020-02-05 | No | 4 | M | Direct |
| 8,510 | 2011-02-05 | 2020-02-05 | No | 4 | M | Direct |
Footnotes
- Reporting person acquired shares of common stock upon exercise of stock options
- Holdings include 1,196 shares of common stock acquired on April 30, 2014 pursuant to the Company's 2013 Employee Stock Purchase Plan.
- Shares sold pursuant to existing 10(b)(5)-1 plan.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.0000 to $12.1000 inclusive. The reporting person undertakes to provide to Cascade Microtech, Inc., any security holder of Cascade Microtech, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Options cliff vest annually, in four equal installments over four years, beginning on the anniversary of the grant.
Billionaire Hedge Funds
