Filing Details
- Accession Number:
- 0001246360-14-002805
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-03 19:21:08
- Reporting Period:
- 2014-06-01
- Filing Date:
- 2014-06-03
- Accepted Time:
- 2014-06-03 18:21:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
867773 | Sunpower Corp | SPWR | Semiconductors & Related Devices (3674) | 943008969 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1247756 | H Thomas Werner | C/O Sunpower Corporation 77 Rio Robles San Jose CA 95134 | Director, Pres And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-06-01 | 100,000 | $0.00 | 386,743 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-06-01 | 52,105 | $33.34 | 334,638 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-06-02 | 24,300 | $32.68 | 310,338 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-06-02 | 700 | $33.50 | 309,638 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units (RSUs) | Disposition | 2014-06-01 | 100,000 | $0.00 | 100,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Footnotes
- Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
- The RSUs vest in three equal installments on each of June 1, 2012, June 1, 2013, and June 1, 2014.
- Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.
- The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person.
- The price that corresponds to this number of shares is the weighted average sales price; actual sales prices ranged from $32.200 to $33.190. The reporting person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.
- The price that corresponds to this number of shares is the weighted average sales price; actual sales prices ranged from $33.430 to $33.560. The reporting person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.