Filing Details

Accession Number:
0001246360-14-002805
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-03 19:21:08
Reporting Period:
2014-06-01
Filing Date:
2014-06-03
Accepted Time:
2014-06-03 18:21:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
867773 Sunpower Corp SPWR Semiconductors & Related Devices (3674) 943008969
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247756 H Thomas Werner C/O Sunpower Corporation
77 Rio Robles
San Jose CA 95134
Director, Pres And Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-01 100,000 $0.00 386,743 No 4 M Direct
Common Stock Disposition 2014-06-01 52,105 $33.34 334,638 No 4 F Direct
Common Stock Disposition 2014-06-02 24,300 $32.68 310,338 No 4 S Direct
Common Stock Disposition 2014-06-02 700 $33.50 309,638 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units (RSUs) Disposition 2014-06-01 100,000 $0.00 100,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
  2. The RSUs vest in three equal installments on each of June 1, 2012, June 1, 2013, and June 1, 2014.
  3. Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.
  4. The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person.
  5. The price that corresponds to this number of shares is the weighted average sales price; actual sales prices ranged from $32.200 to $33.190. The reporting person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.
  6. The price that corresponds to this number of shares is the weighted average sales price; actual sales prices ranged from $33.430 to $33.560. The reporting person undertakes to provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased or sold at each separate price.