Filing Details
- Accession Number:
- 0001209191-14-038802
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-03 18:13:40
- Reporting Period:
- 2014-06-01
- Filing Date:
- 2014-06-03
- Accepted Time:
- 2014-06-03 18:13:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326801 | Facebook Inc | FB | Services-Computer Programming, Data Processing, Etc. (7370) | 201665019 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1607459 | K Christopher Cox | C/O Facebook, Inc. 1601 Willow Road Menlo Park CA 94025 | Chief Product Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-06-01 | 11,371 | $0.00 | 586,222 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2014-06-02 | 5,936 | $63.22 | 580,286 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Restricted Stock Unit (RSU) | Disposition | 2014-06-01 | 11,371 | $0.00 | 11,371 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2014-06-01 | 11,371 | $0.00 | 11,371 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2014-06-01 | 11,371 | $0.00 | 11,371 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
432,090 | 2019-08-25 | No | 4 | M | Direct | |
11,371 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 144,224 | Indirect | By the Christopher K. Cox Revocable Trust |
Class A Common Stock | 29,216 | Indirect | By the Christopher K. Cox 2009 Annuity Trust |
Footnotes
- Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the settlement of the restricted stock units (the "RSUs") in Table II.
- Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs listed in Table II. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.
- Shares held of record by Christopher Cox, Trustee of the Christopher K. Cox Revocable Trust.
- Shares held of record by Christopher Cox, Trustee of the Christopher K. Cox 2009 Annuity Trust.
- Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
- The RSUs vest as to 1/48th of the total number of shares monthly, beginning on September 1, 2013.
- The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
- The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis.