Filing Details

Accession Number:
0001179110-14-009606
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-03 19:06:06
Reporting Period:
2014-05-30
Filing Date:
2014-06-03
Accepted Time:
2014-06-03 18:06:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
856982 Merit Medical Systems Inc MMSI Surgical & Medical Instruments & Apparatus (3841) 870447695
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
901531 W Kent Stanger 1600 W Merit Parkway
South Jordan UT 84095
Chief Financial Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, No Par Value Acquisiton 2014-05-30 2,870 $9.70 717,706 No 4 M Direct
Common Stock, No Par Value Disposition 2014-05-30 2,870 $14.16 714,836 No 4 S Direct
Common Stock, No Par Value Acquisiton 2014-05-30 2,863 $9.70 717,699 No 4 M Direct
Common Stock, No Par Value Disposition 2014-05-30 2,863 $14.16 714,836 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified stock options (right to buy) Disposition 2014-05-30 2,863 $0.00 2,863 $9.70
Common Stock Non-qualified stock options (right to buy) Disposition 2014-05-30 2,870 $0.00 2,870 $9.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,137 2008-06-27 2014-06-27 No 4 M Direct
0 2008-06-27 2014-06-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, No Par Value 79,100 Indirect By 401(k) plan
Common Stock, No Par Value 4,271 Direct
Common Stock, No Par Value 60,001 Indirect Family Limited Liability Company
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-qualified stock options (right to buy) $12.02 2004-12-18 2014-12-18 25,000 25,000 Direct
Common Stock Non-qualified stock options (right to buy) $11.41 2005-05-25 2015-05-25 18,750 18,750 Direct
Common Stock Non-qualified stock options (right to buy) $9.71 2005-12-28 2015-12-28 25,000 25,000 Direct
Common Stock Non-qualified stock options (right to buy) $11.53 2009-05-21 2015-05-21 43,750 43,750 Direct
Common Stock Non-qualified stock options (right to buy) $13.82 2010-09-26 2016-09-26 25,000 25,000 Direct
Common Stock Non-qualified stock options (right to buy) $13.75 2012-08-11 2018-08-11 80,000 80,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-12-18 25,000 25,000 Direct
2015-05-25 18,750 18,750 Direct
2015-12-28 25,000 25,000 Direct
2015-05-21 43,750 43,750 Direct
2016-09-26 25,000 25,000 Direct
2018-08-11 80,000 80,000 Direct
Footnotes
  1. Represents plan holdings as of 05/30/2014.
  2. Employee stock purchase plan holdings as of 05/30/2014.
  3. The price reported in Column 4 of Table 1 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.15 to $14.20, inclusive. The reporting person undertakes to provide to Merit Medical Systems, Inc., any security holder of Merit Medical Systems, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  4. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities held by K.W.S. Properties LC.
  5. Becomes exercisable in equal annual installments of 20% commencing 06/27/2008.
  6. Becomes exercisable in equal annual installments of 20% commencing 05/21/2009.
  7. Becomes exercisable in equal annual installments of 20% commencing 09/26/2010.
  8. Becomes exercisable in equal annual installments of 20% commencing 08/11/2012.