Filing Details
- Accession Number:
- 0001239819-14-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-03 16:50:09
- Reporting Period:
- 2014-05-30
- Filing Date:
- 2014-06-03
- Accepted Time:
- 2014-06-03 16:50:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1239819 | Luna Innovations Inc | LUNA | Services-Commercial Physical & Biological Research (8731) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1519999 | W. Michael Wise | C/O Luna Innovations Incorporated 1 Riverside Circle, Suite 400 Roanoke VA 24016 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-05-30 | 100,050 | $1.43 | 400,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,705 | Indirect | Shares held by daughter |
| Common Stock | 3,135 | Indirect | Shares held by son |
Footnotes
- Price reflected is a weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $1.41 to $1.47 per share. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The shares are held by Mr. Wise's family member over which Mr. Wise shares voting and investment power.
Billionaire Hedge Funds
