Filing Details

Accession Number:
0001181431-14-022381
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-03 16:27:18
Reporting Period:
2014-05-30
Filing Date:
2014-06-03
Accepted Time:
2014-06-03 16:27:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
815065 Steris Corp STE Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 341482024
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1413087 Jr M Walter Rosebrough 5960 Heisley Road
Mentor OH 44060
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, No Par Value Disposition 2014-05-30 8,000 $53.40 106,393 No 4 S Direct
Common Shares, No Par Value Acquisiton 2014-05-30 17,000 $0.00 123,393 No 4 A Direct
Common Shares, No Par Value Disposition 2014-05-30 2,373 $53.52 121,020 No 4 F Direct
Common Shares, No Par Value Disposition 2014-06-02 1,780 $52.64 119,240 No 4 F Direct
Common Shares, No Par Value Disposition 2014-06-02 2,966 $52.64 116,274 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares, No Par Value Option to Purchase Common Shares Acquisiton 2014-05-30 119,000 $0.00 119,000 $53.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
119,000 2024-05-30 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares, No Par Value 5,460 Indirect See Footnote Below.
Common Shares, No Par Value 4,540 Indirect See Footnote Below.
Footnotes
  1. These open market sales of a total of 8,000 Common Shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on August 10, 2012.
  2. This represents the average sales price of the 8,000 shares sold in the open market. The actual 36 sales prices ranged from $53.1300 per share to $53.7400 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 36 sales prices.
  3. 2,373 shares were withheld from the 5,000 restricted shares that vested on May 30, 2014. These 2,373 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 5,000 shares were awarded to Mr. Rosebrough on May 30, 2012 as part of an award of 20,000 restricted shares. These vested shares were valued at the NYSE closing market price on May 30, 2014.
  4. 1,780 shares were withheld from the 3,750 restricted shares that vested on June 2, 2014. These 1,780 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 3,750 shares were awarded to Mr. Rosebrough on May 31, 2011 as part of an award of 15,000 restricted shares. These vested shares were valued at the NYSE closing market price on June 2, 2014.
  5. 2,966 shares were withheld from the 6,250 restricted shares that vested on June 2, 2014. These 2,966 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 6,250 shares were awarded to Mr. Rosebrough on May 31, 2013 as part of an award of 25,000 restricted shares. These vested shares were valued at the NYSE closing market price on June 2, 2014.
  6. 35,800 of these Common Shares are held by the Reporting Person as Trustee of a revocable trust established for his benefit and 49,500 of these Common Shares are restricted and also are held by the Reporting Person as Trustee of a revocable trust established for his benefit. The restrictions on the restricted Common Shares lapse as follows: 3,750 on June 1, 2015; 5,000 on June 1, 2015; 5,000 on May 31, 2016; 6,250 on June 1, 2015; 6,250 on May 31, 2016; 6,250 on May 31, 2017; 4,250 on June 1, 2015; 4,250 on May 30, 2016; 4,250 on May 30, 2017 and 4,250 on May 30, 2018.
  7. These shares are held in a revocable trust of the Reporting Person's spouse as Trustee established for her benefit.
  8. These shares are held in an irrevocable trust of the Reporting Person as Trustee established for the benefit of the grandchildren of the Reporting Person and the Reporting Person's Spouse.
  9. These options become exercisable as follows: 29,750 on May 30, 2015, 29,750 on May 30, 2016, 29,750 on May 30, 2017 and 29,750 on May 30, 2018.