Filing Details
- Accession Number:
- 0001181431-14-022381
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-03 16:27:18
- Reporting Period:
- 2014-05-30
- Filing Date:
- 2014-06-03
- Accepted Time:
- 2014-06-03 16:27:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
815065 | Steris Corp | STE | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 341482024 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1413087 | Jr M Walter Rosebrough | 5960 Heisley Road Mentor OH 44060 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, No Par Value | Disposition | 2014-05-30 | 8,000 | $53.40 | 106,393 | No | 4 | S | Direct | |
Common Shares, No Par Value | Acquisiton | 2014-05-30 | 17,000 | $0.00 | 123,393 | No | 4 | A | Direct | |
Common Shares, No Par Value | Disposition | 2014-05-30 | 2,373 | $53.52 | 121,020 | No | 4 | F | Direct | |
Common Shares, No Par Value | Disposition | 2014-06-02 | 1,780 | $52.64 | 119,240 | No | 4 | F | Direct | |
Common Shares, No Par Value | Disposition | 2014-06-02 | 2,966 | $52.64 | 116,274 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares, No Par Value | Option to Purchase Common Shares | Acquisiton | 2014-05-30 | 119,000 | $0.00 | 119,000 | $53.52 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
119,000 | 2024-05-30 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares, No Par Value | 5,460 | Indirect | See Footnote Below. |
Common Shares, No Par Value | 4,540 | Indirect | See Footnote Below. |
Footnotes
- These open market sales of a total of 8,000 Common Shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on August 10, 2012.
- This represents the average sales price of the 8,000 shares sold in the open market. The actual 36 sales prices ranged from $53.1300 per share to $53.7400 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these 36 sales prices.
- 2,373 shares were withheld from the 5,000 restricted shares that vested on May 30, 2014. These 2,373 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 5,000 shares were awarded to Mr. Rosebrough on May 30, 2012 as part of an award of 20,000 restricted shares. These vested shares were valued at the NYSE closing market price on May 30, 2014.
- 1,780 shares were withheld from the 3,750 restricted shares that vested on June 2, 2014. These 1,780 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 3,750 shares were awarded to Mr. Rosebrough on May 31, 2011 as part of an award of 15,000 restricted shares. These vested shares were valued at the NYSE closing market price on June 2, 2014.
- 2,966 shares were withheld from the 6,250 restricted shares that vested on June 2, 2014. These 2,966 shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 6,250 shares were awarded to Mr. Rosebrough on May 31, 2013 as part of an award of 25,000 restricted shares. These vested shares were valued at the NYSE closing market price on June 2, 2014.
- 35,800 of these Common Shares are held by the Reporting Person as Trustee of a revocable trust established for his benefit and 49,500 of these Common Shares are restricted and also are held by the Reporting Person as Trustee of a revocable trust established for his benefit. The restrictions on the restricted Common Shares lapse as follows: 3,750 on June 1, 2015; 5,000 on June 1, 2015; 5,000 on May 31, 2016; 6,250 on June 1, 2015; 6,250 on May 31, 2016; 6,250 on May 31, 2017; 4,250 on June 1, 2015; 4,250 on May 30, 2016; 4,250 on May 30, 2017 and 4,250 on May 30, 2018.
- These shares are held in a revocable trust of the Reporting Person's spouse as Trustee established for her benefit.
- These shares are held in an irrevocable trust of the Reporting Person as Trustee established for the benefit of the grandchildren of the Reporting Person and the Reporting Person's Spouse.
- These options become exercisable as follows: 29,750 on May 30, 2015, 29,750 on May 30, 2016, 29,750 on May 30, 2017 and 29,750 on May 30, 2018.