Filing Details
- Accession Number:
- 0001465740-14-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-03 16:18:32
- Reporting Period:
- 2014-06-02
- Filing Date:
- 2014-06-03
- Accepted Time:
- 2014-06-03 16:18:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1465740 | Two Harbors Investment Corp. | TWO | Real Estate Investment Trusts (6798) | 270312904 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1474958 | William Roth | Two Harbors Investment Corp. 590 Madison Avenue, 36Th Floor New York NY 10022 | Vice President, Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-06-02 | 20,000 | $10.45 | 580,334 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The transaction reported on this Form 4 was effected pursuant to trading instructions given by the reporting person on May 16, 2014 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- The reporting person sold the shares to satisfy income tax liabilities incurred as a result of the vesting on May 29, 2014 of a restricted stock award previously granted to the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.41 to $10.53, inclusive. The reporting person undertakes to provide to Two Harbors Investment Corp., any security holder of Two Harbors Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.