Filing Details
- Accession Number:
- 0001225208-14-014244
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-03 10:27:07
- Reporting Period:
- 2014-06-02
- Filing Date:
- 2014-06-03
- Accepted Time:
- 2014-06-03 10:27:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489393 | Lyondellbasell Industries N.v. | LYB | Industrial Organic Chemicals (2860) | 980646235 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1358582 | L James Gallogly | 4Th Floor One Vine Street London X0 W1J 0AH | Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Acquisiton | 2014-06-02 | 83,334 | $13.11 | 1,211,950 | No | 4 | M | Direct | |
Class A Ordinary Shares | Disposition | 2014-06-02 | 83,334 | $100.09 | 1,128,616 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Opt - Stock Option | Disposition | 2014-06-02 | 83,334 | $0.00 | 83,334 | $13.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,633,412 | 2017-04-30 | No | 4 | M | Direct |
Footnotes
- The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in February 2014.
- Includes 32,581 restricted stock units granted pursuant to the issuer's long-term incentive plan granted on May 14, 2014 that vest on May 14, 2017.
- This transaction was executed in multiple trades at prices ranging from $99.28 to $100.48. The price reported above reflects the weighted-average sale price. The reporting person herby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The reporting person was granted 5,639,020 stock options on April 30, 2010, which vest in 20% annual increments beginning on May 14, 2010.