Filing Details
- Accession Number:
- 0001144204-14-035138
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-02 18:41:46
- Reporting Period:
- 2014-05-28
- Filing Date:
- 2014-06-02
- Accepted Time:
- 2014-06-02 18:41:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 935419 | Ricks Cabaret International Inc | RICK | Retail-Eating & Drinking Places (5810) | 760458229 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1501767 | Nour-Dean Anakar | 3978 Sorrento Valley Drive Suite 100 San Diego CA US 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-28 | 10,000 | $8.35 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-05-28 | 11,300 | $8.78 | 21,300 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-28 | 800 | $10.51 | 20,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-28 | 10,000 | $10.51 | 10,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-29 | 3,394 | $10.52 | 7,106 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-29 | 100 | $10.53 | 7,006 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-29 | 100 | $10.58 | 6,906 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-29 | 200 | $10.53 | 6,706 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-29 | 900 | $10.51 | 5,806 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-29 | 300 | $10.50 | 5,506 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-30 | 2,331 | $10.50 | 3,175 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-06-02 | 3,175 | $10.50 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2014-05-28 | 10,000 | $0.00 | 10,000 | $8.35 |
| Common Stock | Stock Options | Disposition | 2014-05-28 | 11,300 | $0.00 | 11,300 | $8.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-07-02 | 2014-07-02 | No | 4 | M | Direct |
| 8,700 | 2013-06-27 | 2014-06-27 | No | 4 | M | Direct |
Footnotes
- Exercise of stock options.
Billionaire Hedge Funds
