Filing Details
- Accession Number:
- 0000932440-14-000212
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-02 17:16:09
- Reporting Period:
- 2014-05-29
- Filing Date:
- 2014-06-02
- Accepted Time:
- 2014-06-02 17:16:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1261249 | Agile Therapeutics Inc | AGRX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1033508 | Jay Moorin | C/O Proquest Investments 2430 Vanderbilt Beach Road, #108 - 190 Naples FL 34109 | No | No | Yes | No | |
1225149 | Alain Schreiber | C/O Proquest Investments 2430 Vanderbilt Beach Road, #108 - 190 Naples FL 34109 | No | No | Yes | No | |
1306133 | Proquest Investments Iii, L.p. | 2430 Vanderbilt Beach Road, #108 - 190 Naples FL 34109 | No | No | Yes | No | |
1306134 | Proquest Associates Iii Llc | 2430 Vanderbilt Beach Road, #108 - 190 Naples FL 34109 | No | No | Yes | No | |
1431818 | Proquest Investments Iv, L.p. | 2430 Vanderbilt Beach Road, #108 - 190 Naples FL 34109 | No | No | Yes | No | |
1431819 | Proquest Associates Iv Llc | 2430 Vanderbilt Beach Road, #108 - 190 Naples FL 34109 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-29 | 164,417 | $0.00 | 167,140 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2014-05-29 | 1,950,200 | $0.00 | 2,117,340 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2014-05-29 | 460,350 | $0.00 | 2,577,690 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2014-05-29 | 158,174 | $6.00 | 2,735,864 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2014-05-29 | 1,120,833 | $6.00 | 3,856,697 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-1 Preferred Stock | Disposition | 2014-05-29 | 117,441 | $0.00 | 164,417 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2014-05-29 | 1,393,000 | $0.00 | 1,950,200 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2014-05-29 | 328,821 | $0.00 | 460,350 | $0.00 |
Series A-1 Preferred Stock | Warrants (right to buy) | Disposition | 2014-05-29 | 141,825 | $0.00 | 141,825 | $10.00 |
Common Stock | Convertible Subordinated Notes | Disposition | 2014-05-29 | 0 | $0.00 | 158,174 | $6.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | 2009-12-30 | 2019-12-30 | No | 4 | J | Indirect |
0 | No | 4 | C | Indirect |
Footnotes
- Owned by ProQuest Investments III, L.P.
- This class of preferred stock (i) converted on a 1.4-for-1 basis automatically upon the closing of the Issuer's initial public offering and (ii) had no expiration date.
- Of such shares, 1,400,000 are owned by ProQuest Investments III, L.P. and 550,200 are owned by ProQuest Investments IV, L.P.
- Of such shares, 330,486 are owned by ProQuest Investments III, L.P. and 129,864 are owned by ProQuest Investments IV, L.P.
- The notes converted automatically upon the Issuer's initial public offering. Absent conversion, the notes mature on the earier of (a) 10 days after written demand by a majority of the holders of the class of notes occuring after August 1, 2014, (b) consummation of a sale transaction as defined in the notes or (c) liquidation, dissolution or winding up of the Issuer.
- Of such amount, $676,652.12 is owned by ProQuest Investments III, L.P. and $265,888.72 is owned by ProQuest Investmemts IV, L.P.
- Of such shares, 1,567,140 are owned by ProQuest Investments III, L.P. and 550,200 are owned by ProQuest Investments IV, L.P.
- Of such shares, 1,897,626 are owned by ProQuest Investments III, L.P. and 680,064 are owned by ProQuest Investments IV, L.P.
- Of such shares, 2,011,179 are owned by ProQuest Investments III, L.P. and 724,685 are owned by ProQuest Investments IV, L.P.
- Of such shares, 2,677,846 are owned by Proquest Investements III, L.P. and 1,178,851 are owned by ProQuest Investments IV, L.P.
- Warrants expired unexercised for no value.