Filing Details
- Accession Number:
- 0001209191-14-038348
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-02 16:41:31
- Reporting Period:
- 2014-05-29
- Filing Date:
- 2014-06-02
- Accepted Time:
- 2014-06-02 16:41:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1598665 | Heritage Insurance Holdings Inc. | HRTG | Fire, Marine & Casualty Insurance (6331) | 455338504 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1552968 | Bruce Lucas | C/O Heritage Insurance Holdings, Inc. 2600 Mccormick Drive Suite 300 Clearwater FL 33759 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-29 | 90,900 | $11.00 | 117,055 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 540,600 | Direct | |
Common Stock | 22,418 | Indirect | See Footnote |
Common Stock | 318,750 | Indirect | See Footnote |
Common Stock | 582,682 | Indirect | See Footnote |
Footnotes
- These shares were purchased through a Directed Share Program in connection with the Company's Initial Public Offering.
- Shares of common stock reported on this line are held by Mr. Lucas and his wife as tenants by the entirety.
- Shares of common stock reported on this line are held by Mr. Lucas' wife.
- Shares of common stock reported on this line are held by IIM Holdings, LLC and IIM Holdings II, LLC, entities controlled by Mr. Lucas.
- Shares of common stock reported on this line are held by the Bruce Lucas Irrevocable Grantor Retained Annuity Trust of 2014.