Filing Details

Accession Number:
0001523711-14-000060
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-02 15:23:11
Reporting Period:
2014-05-29
Filing Date:
2014-06-02
Accepted Time:
2014-06-02 15:23:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
63276 Mattel Inc MAT Dolls & Stuffed Toys (3942) 951567322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1194271 Alan Kaye Mattel, Inc.
333 Continental Boulevard
El Segundo CA 90245
Evp Chief Hr Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-29 25,000 $17.58 25,000 No 4 M Direct
Common Stock Disposition 2014-05-29 25,000 $38.75 0 No 4 S Direct
Common Stock Disposition 2014-05-29 10,000 $38.62 17,399 No 4 S Indirect In trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Indirect In trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option - Right to Buy Disposition 2014-05-29 25,000 $0.00 25,000 $17.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,267 2012-07-31 2019-07-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,156 Indirect In 401(k)
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $38.75 to $38.76. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
  2. This transaction was executed in multiple trades at prices ranging from $38.60 to $38.675. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.
  3. The Kaye Living Trust, dated March 31, 1992.
  4. As of May 29, 2014 the reporting person had a balance of $316,467.20 in the Mattel Stock Fund of Mattel's 401(k) Personal Investment Plan ("PIP"). The number of shares has been calculated by the plan administrator for the PIP.