Filing Details
- Accession Number:
- 0001209191-14-038227
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-02 12:14:46
- Reporting Period:
- 2014-05-29
- Filing Date:
- 2014-06-02
- Accepted Time:
- 2014-06-02 12:14:46
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1301744 | L Rick Klingensmith | Two N. Ninth Street Allentown PA 18101 | President Of A Ppl Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-29 | 18,000 | $25.74 | 41,039 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-29 | 18,000 | $34.75 | 23,039 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-05-30 | 17,433 | $25.74 | 40,472 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-30 | 17,433 | $35.00 | 23,039 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-05-30 | 17,620 | $28.20 | 40,659 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-30 | 17,620 | $35.00 | 23,039 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2014-05-29 | 18,000 | $0.00 | 18,000 | $25.74 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2014-05-30 | 17,433 | $0.00 | 17,433 | $25.74 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2014-05-30 | 17,620 | $0.00 | 17,620 | $28.20 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
35,150 | 2021-01-26 | No | 4 | M | Direct | |
17,717 | 2021-01-26 | No | 4 | M | Direct | |
35,240 | 2022-01-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 102 | Indirect | Held in trust pursuant to the Employee Stock Ownership Plan |
Footnotes
- This Form 4 report reflects the exercise of 53,053 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated August 15, 2013.
- Total includes the reinvestment of dividends.
- Represents the exercise of 18,000 stock options from a total grant of 53,150 options. The 53,150 options vested in three installments on January 27, 2012, January 27, 2013 and January 27, 2014.
- Represents the exercise of 17,433 stock options from a total grant of 53,150 options. The 53,150 options vested in three installments on January 27, 2012, January 27, 2013 and January 27, 2014.
- Represents the exercise of 17,620 stock options from a total grant of 52,860 options. The remaining 35,240 options vest in two installments. 17,620 options vested on January 26, 2014 and 17,620 options vest on January 26, 2015.