Filing Details
- Accession Number:
- 0001568067-14-000005
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-06-02 11:26:12
- Reporting Period:
- 2014-05-28
- Filing Date:
- 2014-06-02
- Accepted Time:
- 2014-06-02 11:26:12
- Original Submission Date:
- 2014-05-30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 881790 | Hf Financial Corp | HFFC | Savings Institution, Federally Chartered (6035) | 460418532 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1568067 | G Kevin Sanchez | Hf Financial Corp. 225 S. Main Avenue Sioux Falls, SD 57104 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-05-28 | 200 | $13.63 | 1,217 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-28 | 150 | $13.61 | 1,067 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-28 | 400 | $13.61 | 667 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 438 | Indirect | ESOP |
| Common Stock | 796 | Indirect | 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $14.88 | 2005-06-30 | 2014-09-09 | 839 | 839 | Direct |
| Common Stock | Stock Appreciation Rights | $16.00 | 2007-09-13 | 2016-09-14 | 448 | 448 | Direct |
| Common Stock | Stock Appreciation Rights | $16.10 | 2008-09-12 | 2017-09-13 | 592 | 592 | Direct |
| Common Stock | Stock Appreciation Rights | $14.71 | 2009-09-10 | 2018-09-11 | 1,044 | 1,044 | Direct |
| Common Stock | Stock Appreciation Rights | $12.48 | 2010-09-09 | 2019-09-10 | 2,366 | 2,366 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-09-09 | 839 | 839 | Direct |
| 2016-09-14 | 448 | 448 | Direct |
| 2017-09-13 | 592 | 592 | Direct |
| 2018-09-11 | 1,044 | 1,044 | Direct |
| 2019-09-10 | 2,366 | 2,366 | Direct |
Footnotes
- Option becomes exercisable in equal amounts over a 3-year period beginning 06/30/2005.
- The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/13/2007.
- The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/13/2008.
- The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/13/2009.
- The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/13/2010.
Billionaire Hedge Funds
