Filing Details
- Accession Number:
- 0001209191-14-038151
- Form Type:
- 5/A
- Zero Holdings:
- No
- Publication Time:
- 2014-05-30 21:22:10
- Reporting Period:
- 2013-12-31
- Filing Date:
- 2014-05-30
- Accepted Time:
- 2014-05-30 21:22:10
- Original Submission Date:
- 2014-01-03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1533454 | Northern Tier Energy Lp | NTI | Petroleum Refining (2911) | 800763623 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1553952 | David Bonczek | C/O Northern Tier Energy Lp 1250 W. Washington Street, Suite 300 Tempe AZ 85281 | Executive Vp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Units | Disposition | 2013-12-20 | 315 | $25.10 | 13,123 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | S | Direct |
Footnotes
- This amendment is being filed to report a sale made on December 20, 2013, for the payment of income taxes required to be paid to the Internal Revenue Service as a result of the vesting of 926 Restricted Units that took place on December 19, 2013. The vesting was reported in the Form 5 filed on January 3, 2014.
- $25.1003 is the weighted average common unit price. The common units were sold in various transactions through a broker at prices between $25.1000 per common unit and $25.1008 per common unit.
- The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of common units sold at each separate price.
- This reflects the total number of common units and Restricted Units owned by the Reporting Person as of December 31, 2013. On February 21, 2014, the Reporting Person received an additional 12,259 Restricted Units in settlement of a performance award, as duly reported in the Form 4 filed by the Reporting Person on February 25, 2014. The total number of common units and Restricted Units owned by the Reporting Person as of the date of this filing, May 30, 2014, is 25,382.
Billionaire Hedge Funds
