Filing Details

Accession Number:
0001040593-14-000110
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-30 21:13:31
Reporting Period:
2014-05-22
Filing Date:
2014-05-30
Accepted Time:
2014-05-30 21:13:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1040593 Carrizo Oil & Gas Inc CRZO Crude Petroleum & Natural Gas (1311) 760415919
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233101 Bradley John Fisher 500 Dallas Street
Suite 2300
Houston TX 77002
Vp & Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-22 17,072 $37.99 51,601 No 4 M Direct
Common Stock Disposition 2014-05-22 17,072 $58.39 34,529 No 4 D Direct
Common Stock Acquisiton 2014-05-29 10,477 $0.00 45,006 No 4 M Direct
Common Stock Acquisiton 2014-05-29 18,905 $0.00 63,911 No 4 M Direct
Common Stock Acquisiton 2014-05-29 20,199 $0.00 84,110 No 4 M Direct
Common Stock Disposition 2014-05-30 19,529 $57.48 64,581 No 4 S Direct
Common Stock Disposition 2014-05-30 800 $58.16 63,781 No 4 S Direct
Common Stock Acquisiton 2014-05-29 11,505 $25.56 75,286 No 4 M Direct
Common Stock Disposition 2014-05-29 11,505 $57.65 63,781 No 4 D Direct
Common Stock Acquisiton 2014-05-29 13,668 $28.68 77,449 No 4 M Direct
Common Stock Disposition 2014-05-29 13,668 $57.65 63,781 No 4 D Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2014-05-22 17,072 $0.00 17,072 $37.99
Common Stock Restricted Stock Units Disposition 2014-05-29 10,477 $0.00 10,477 $0.00
Common Stock Restricted Stock Units Disposition 2014-05-29 18,905 $0.00 18,905 $0.00
Common Stock Restricted Stock Units Disposition 2014-05-29 20,199 $0.00 20,199 $0.00
Common Stock Stock Appreciation Rights Disposition 2014-05-29 11,505 $0.00 11,505 $25.56
Common Stock Stock Appreciation Rights Disposition 2014-05-29 13,668 $0.00 13,668 $28.68
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,268 2015-07-14 No 4 M Direct
0 No 4 M Direct
18,905 No 4 M Direct
40,398 No 4 M Direct
5,753 2016-05-18 No 4 M Direct
27,335 2017-06-18 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected in accordance with Rule 10b5-1.
  2. The presentation requirements of Form 4 present the exercise of cash-only stock appreciation rights as an acquisition and disposition of common stock. Contrary to this presentation, these derivative instruments were originally awarded as cash-only stock appreciation rights and accordingly were settled solely in cash. No actual shares of common stock were issued to or sold by the reporting person.
  3. The sales reported in this Form 4 were effected to satisfy the reporting person's federal income tax obligations with respect to the vesting of equity awards.
  4. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $57.07 to $58.06, inclusive.
  5. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $58.09 to $58.22, inclusive.
  6. These stock appreciation rights are settled solely in cash.
  7. These stock appreciation rights vested in three installments of 40%, 40% and 20% on May 29, 2012, May 29, 2013 and May 29, 2014, respectively.
  8. Each restricted stock unit was automatically converted into one share of common stock. These restricted stock units vested in three equal installments on May 29, 2012, May 29, 2013, and May 29, 2014.
  9. Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested, or will vest, in three equal installments on May 29, 2013, May 29, 2014 and May 29, 2015.
  10. Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested, or will vest, in three equal installments on May 29, 2014, May 29, 2015 and May 29, 2016.
  11. These stock appreciation rights vested, or will vest, in three installments of 40%, 40% and 20% on May 29, 2013, May 29, 2014 and May 29, 2015, respectively.
  12. These stock appreciation rights vested, or will vest,in three equal installments on May 29, 2014, May 29, 2015 and May 29, 2016.