Filing Details

Accession Number:
0001181431-14-021979
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-30 20:39:04
Reporting Period:
2014-05-29
Filing Date:
2014-05-30
Accepted Time:
2014-05-30 19:39:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288469 Maxlinear Inc MXL Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1478343 Madhukar Reddy 2051 Palomar Airport Road
Suite 100
Carlsbad CA 92011
Vp, Central Engineering No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock (Par Value $0.0001) Acquisiton 2014-05-29 1,700 $0.23 90,351 No 4 M Direct
Class A Common Stock (Par Value $0.0001) Disposition 2014-05-29 1,700 $9.00 88,651 No 4 S Direct
Class A Common Stock (Par Value $0.0001) Acquisiton 2014-05-30 1,700 $0.23 90,351 No 4 M Direct
Class A Common Stock (Par Value $0.0001) Disposition 2014-05-30 1,700 $9.34 88,651 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock (Par Value $0.0001) Employee Stock Option (right to buy) Disposition 2014-05-29 1,700 $0.00 1,700 $0.23
Class B Common Stock (Par Value $0.0001) Employee Stock Option (right to buy) Disposition 2014-05-30 1,700 $0.00 1,700 $0.23
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
38,126 2015-10-28 No 4 M Direct
36,426 2015-10-28 No 4 M Direct
Footnotes
  1. Reflects shares of Class B Common Stock converted into an equivalent number of shares of Class A Common Stock.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2014.
  3. Represents the weighted average share price of an aggregate total of 1,700 shares sold in the price range of $9.00 to $9.015 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Shares subject to the option are fully vested and immediately exercisable.
  5. Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon certain transfers and at the option of the Reporting Person. On the seventh anniversary of the closing of the Registrant's initial public offering (March 29, 2017), the Class B Common Stock and the Class A Common Stock will automatically convert into a single class of Common Stock.
  6. Represents the weighted average share price of an aggregate total of 1,700 shares sold in the price range of $9.12 to $9.48 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.