Filing Details
- Accession Number:
- 0001209191-14-038009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-30 16:44:11
- Reporting Period:
- 2014-03-25
- Filing Date:
- 2014-05-30
- Accepted Time:
- 2014-05-30 16:44:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
866970 | Lighting Science Group Corp | LSCG | Electric Lighting & Wiring Equipment (3640) | 232596710 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1254472 | R Donald Harkleroad | Building 2A, 1227 South Patrick Drive Satellite Beach FL 32937 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-25 | 240,000 | $0.00 | 643,014 | No | 4 | A | Direct | |
Common Stock | Disposition | 2014-05-27 | 8,000 | $0.36 | 288,199 | No | 4 | S | Indirect | By The Bristol Company |
Common Stock | Disposition | 2014-05-28 | 2,000 | $0.39 | 286,199 | No | 4 | S | Indirect | By The Bristol Company |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Indirect | By The Bristol Company |
No | 4 | S | Indirect | By The Bristol Company |
Footnotes
- On March 24, 2014, as compensation for the reporting person's service during 2014 as (i) a member of the board of directors, (ii) a member and chair of the committee of independent directors and (iii) a member and chair of the audit committee of Lighting Science Group Corporation (the "Issuer"), the Issuer's board of directors granted the reporting person 240,000 restricted shares of the Issuer's common stock, which shares vest in full on January 1, 2015.
- The reporting person is the sole shareholder of The Bristol Company and as such may be deemed to beneficially own the shares held by The Bristol Company.