Filing Details
- Accession Number:
- 0001325670-14-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-30 17:00:16
- Reporting Period:
- 2014-03-28
- Filing Date:
- 2014-05-30
- Accepted Time:
- 2014-05-30 16:00:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1325670 | Southern National Bancorp Of Virginia Inc | SONA | State Commercial Banks (6022) | 201417448 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1239905 | S Georgia Derrico | 2954 Burrland Lane The Plains VA 20198 | Chairman Of The Board | No | Yes | No | No |
| 1249469 | Roderick R Porter | 2954 Burrland Lane The Plains VA 20198 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Southern National Bancorp Of Virginia | Acquisiton | 2014-05-28 | 385 | $10.40 | 38,535 | No | 4 | P | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Southern National Bancorp Of Virginia Common Stock | 314,339 | Direct | |
| Southern National Bancorp Of Virginia Common Stock | 750 | Direct | |
| Southern National Bancorp Of Virginia Common Stock | 88,376 | Indirect | By IRA |
| Southern National Bancorp Of Virginia Common Stock | 9,390 | Indirect | By 401k Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants (Right to Buy) | $9.09 | 2004-10-21 | 2014-10-21 | 16,500 | 16,500 | Direct |
| Common Stock | Employee Stock Option (Right to Buy) | $9.09 | 2005-12-31 | 2014-04-04 | 55,000 | 55,000 | Direct |
| Common Stock | Employee Stock Option (Right to Buy) | $9.09 | 2005-12-31 | 2015-11-17 | 5,500 | 60,500 | Direct |
| Common Stock | Employee Stock Option (Right to Buy) | $9.20 | 2009-01-23 | 2018-01-23 | 20,000 | 80,500 | Direct |
| Common Stock | Employee Stock Option (Right to Buy) | $5.50 | 2010-01-27 | 2019-01-27 | 22,000 | 102,500 | Direct |
| Common Stock | Employee Stock Option (Right to Buy) | $8.02 | 2010-07-29 | 2019-07-29 | 10,000 | 112,500 | Direct |
| Common Stock | Employee Stock Option (Right to Buy) | $7.04 | 2011-07-27 | 2020-07-27 | 10,000 | 122,500 | Direct |
| Common Stock | Employee Stock Option (Right to Buy) | $7.20 | 2012-03-21 | 2021-03-21 | 40,000 | 162,500 | Direct |
| Common Stock | Employee Stock Option (Right to Buy) | $7.92 | 2013-12-05 | 2022-12-05 | 40,000 | 202,500 | Direct |
| Common Stock | Employee Stock Option (Right to Buy) | $9.14 | 2014-06-21 | 2023-06-21 | 40,000 | 242,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-10-21 | 16,500 | 16,500 | Direct |
| 2014-04-04 | 55,000 | 55,000 | Direct |
| 2015-11-17 | 5,500 | 60,500 | Direct |
| 2018-01-23 | 20,000 | 80,500 | Direct |
| 2019-01-27 | 22,000 | 102,500 | Direct |
| 2019-07-29 | 10,000 | 112,500 | Direct |
| 2020-07-27 | 10,000 | 122,500 | Direct |
| 2021-03-21 | 40,000 | 162,500 | Direct |
| 2022-12-05 | 40,000 | 202,500 | Direct |
| 2023-06-21 | 40,000 | 242,500 | Direct |
Footnotes
- These shares are owned jointly. Georgia S. Derrico and R. Roderick Porter are married.
- These shares are owned by Georgia S. Derrico.
- These shares are held in and IRA account by Georgia S. Derrico.
- These shares are held in an IRA account by R. Roderick Porter.
- These shares are held in a 401k plan as follows: 4682 by Georgia S. Derrico and 4708 by R. Roderick Porter.
- These warrants are owned as follows: 8250 by Georgia S. Derrico and 8250 by R. Roderick Porter.
- These options are owned as follows: 27500 by Georgia S. Derrico and 27500 by R. Roderick Porter
- These options are owned as follows: 2750 by Georgia S. Derrico and 2750 by R. Roderick Porter.
- These options are exercisable as follows: 4000 on 1/23/2009, 4000 on 1/23/2010, 4000 on 1/23/2011, 4000 on 1/23/2012, 4000 on 1/23/2013
- These options are owned as follows: 10000 by Georgia S. Derrico and 10000 by R. Roderick Porter.
- These options are exercisable as follows: 4400 on 1/27/2010, 4400 on 1/27/2011, 4400 on 1/27/2012, 4400 on 1/27/2013, 4400 on 1/27/2014
- These options are owned as follows: 11000 by Georgia S. Derrico and 11000 by R. Roderick Porter.
- These options are exercisable as follows: 2000 on 7/29/2010, 2000 on 7/29/2011, 2000 on 7/29/2012, 2000 on 7/29/2013, 2000 on 7/29/2014.
- These options are owned as follows: 5000 by Georgia S. Derrico and 5000 by R. Roderick Porter.
- These options are exercisable as follows: 2000 on 7/27/2011, 2000 on 7/27/2012, 2000 on 7/27/2013, 2000 on 7/27/2014, 2000 on 7/27/2015.
- These options are owned as follows: 5000 by Georgia S. Derrico and 5000 by R. Roderick Porter.
- These options are exercisable as follows: 8000 on 3/21/2012, 8000 on 3/21/2013, 8000 on 3/21/2014, 8000 on 3/21/2015, 8000 on 3/21/2016.
- These options are owned as follows: 20000 by Georgia S. Derrico and 20000 by R. Roderick Porter.
- These options are exercisable as follows: 8000 on 12/5/2013, 8000 on 12/5/2014, 8000 on 12/5/2015, 8000 on 12/5/2016, 8000 on 12/5/2017.
- These options are owned as follows: 20000 by Georgia S. Derrico and 20000 by R. Roderick Porter.
- These options are exercisable as follows: 8000 on 6/21/2014, 8000 on 6/21/2015, 8000 on 6/21/2016, 8000 on 6/21/2017, 8000 on 6/21/2018.
- These options are owned as follows: 20000 by Georgia S. Derrico and 20000 by R. Roderick Porter.
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