Filing Details
- Accession Number:
- 0001144204-14-034549
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-30 15:07:04
- Reporting Period:
- 2014-05-29
- Filing Date:
- 2014-05-30
- Accepted Time:
- 2014-05-30 15:07:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1578620 | Alcentra Capital Corp | ABDC | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1604612 | J Paul Echausse | C/O Alcentra Capital Corp., 200 Park Ave 7Th Fl New York NY 10166 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-29 | 500 | $14.88 | 800 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-05-30 | 500 | $14.89 | 1,300 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 58,040 | Indirect | via BNY Mellon-Alcentra Mezzanine III, L.P. |