Filing Details
- Accession Number:
- 0001496877-14-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-30 13:10:19
- Reporting Period:
- 2014-05-27
- Filing Date:
- 2014-05-30
- Accepted Time:
- 2014-05-30 13:10:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1028954 | Sussex Bancorp | SBBX | State Commercial Banks (6022) | 223475473 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187607 | H Katherine Caristia | C/O Sussex Bancorp 399 Route 23 Franklin NJ 07416 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-27 | 38 | $9.20 | 17,778 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2014-05-28 | 291 | $0.00 | 1,277 | No | 4 | A | Indirect | by Director Deferred Compensation Agreement |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | A | Indirect | by Director Deferred Compensation Agreement |
Footnotes
- These shares were purchased under the Dividend Reinvestment Plan of American Stock Transfer & Trust Company, LLC due to a cash dividend issued by the Company.
- These shares represent phantom stock units issued pursuant to the Company's Amended and Restated Directors Deferred Compensation Agreement due to the deferral of director's fees earned by the reporting person. Each share of phantom stock is payable in common stock upon the reporting person's termination of service as a director.
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