Filing Details
- Accession Number:
- 0001209191-14-037824
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-30 09:43:06
- Reporting Period:
- 2014-05-28
- Filing Date:
- 2014-05-30
- Accepted Time:
- 2014-05-30 08:43:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1551182 | Eaton Corp Plc | ETN | Misc Industrial & Commercial Machinery & Equipment (3590) | 981059235 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205244 | Thomas Gross | 1000 Eaton Boulevard Cleveland OH 44122 | See Remarks Below. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2014-05-28 | 29,514 | $40.41 | 91,962 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2014-05-28 | 29,514 | $74.42 | 62,448 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2014-05-28 | 32,795 | $41.57 | 95,243 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2014-05-28 | 32,795 | $74.30 | 62,448 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2014-05-28 | 38,417 | $53.71 | 100,865 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2014-05-28 | 38,417 | $74.29 | 62,448 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2014-05-28 | 10,000 | $74.29 | 52,448 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option | Disposition | 2014-05-28 | 29,514 | $0.00 | 29,514 | $40.41 |
| Ordinary Shares | Stock Option | Disposition | 2014-05-28 | 32,795 | $0.00 | 32,795 | $41.57 |
| Ordinary Shares | Stock Option | Disposition | 2014-05-28 | 38,417 | $0.00 | 38,417 | $53.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-02-27 | 2017-02-27 | No | 4 | M | Direct |
| 0 | 2009-02-26 | 2018-02-26 | No | 4 | M | Direct |
| 3,722 | 2012-02-22 | 2021-02-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares | 4,721 | Indirect | by trustee of ESP |
Footnotes
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $73.98 - $74.49. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $73.98 - $74.50. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- These ordinary shares are held in the Eaton Savings Plan.
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