Filing Details
- Accession Number:
- 0001209191-14-037818
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-29 21:17:04
- Reporting Period:
- 2014-05-27
- Filing Date:
- 2014-05-29
- Accepted Time:
- 2014-05-29 21:17:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1107843 | Qualys Inc. | QLYS | Services-Prepackaged Software (7372) | 770534145 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1558242 | S Sumedh Thakar | C/O Qualys, Inc., 1600 Bridge Parkway Redwood City CA 94065 | Vp, Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-27 | 1,146 | $4.10 | 1,146 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-05-27 | 854 | $4.40 | 2,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-27 | 2,000 | $23.79 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2014-05-27 | 1,146 | $0.00 | 1,146 | $4.10 |
Common Stock | Stock Option (right to buy) | Disposition | 2014-05-27 | 854 | $0.00 | 854 | $4.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-05-06 | No | 4 | M | Direct | |
28,889 | 2021-02-02 | No | 4 | M | Direct |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 27, 2014.
- The sale price reported for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $23.63 to $23.98 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The option is subject to an early exercise provision and is immediately exercisable. One forty-eighth of the shares subject to the option vested on January 16, 2010 and one forty-eighth of the shares subject to the option vest monthly thereafter.
- The option is subject to an early exercise provision and is immediately exercisable. One forty-eighth of the shares subject to the option vested on January 1, 2011 and one forty-eighth of the shares subject to the option vest monthly thereafter.