Filing Details
- Accession Number:
- 0001209191-14-037801
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-29 19:13:51
- Reporting Period:
- 2014-05-27
- Filing Date:
- 2014-05-29
- Accepted Time:
- 2014-05-29 19:13:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29002 | Diodes Inc L | DIOD | Semiconductors & Related Devices (3674) | 952039518 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196533 | Joseph Liu | 4949 Hedgcoxe Road Suite 200 Plano TX 75024 | Svp, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Acquisiton | 2014-05-27 | 10,000 | $0.00 | 168,393 | No | 4 | A | Direct | |
| Diodes Incorporated Common Stock | Disposition | 2014-05-28 | 9 | $27.78 | 168,384 | No | 4 | S | Direct | |
| Diodes Incorporated Common Stock | Disposition | 2014-05-28 | 1,106 | $27.52 | 167,278 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock - Diodes | 05/27/14 DIOD NQSO | Acquisiton | 2014-05-27 | 10,000 | $0.00 | 10,000 | $27.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2015-05-26 | 2022-05-27 | No | 4 | A | Direct |
Footnotes
- Restricted stock units vest in four equal installments beginning 05/26/2015.
- Granted under Rule 16b-3 Plan.
- Vested restricted stock unit shares automatically sold to cover income tax for the 05/24/2010, 05/26/2011, and 05/21/2012 awards.
- Non-qualified stock options exercisable in four equal annual installments beginning 05/26/2015.
Billionaire Hedge Funds
