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Filing Details

Accession Number:: 0001104659-14-042535
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-05-29 18:33:06
Reporting Period:: 2014-05-29

Filing Date:: 2014-05-29
Accepted Time:: 2014-05-29 18:33:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1261249	Agile Therapeutics Inc	AGRX	Pharmaceutical Preparations (2834)	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1599354	Care Capital Offshore Investments Iii Lp	47 Hulfish Street Suite 310 Princeton NJ 08542	No	No	Yes	No
1599355	L.p. Iii Investments Capital Care	47 Hulfish Street Suite 310 Princeton NJ 08542	No	No	Yes	No
1599356	Care Capital Iii Llc	47 Hulfish Street Suite 310 Princeton NJ 08542	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-05-29	1,950,200	$0.00	1,950,200	No	4	C	Indirect	See footnotes
Common Stock	Acquisiton	2014-05-29	424,557	$0.00	2,374,757	No	4	C	Indirect	See footnotes
Common Stock	Acquisiton	2014-05-29	135,432	$0.00	2,510,189	No	4	C	Indirect	See footnotes
Common Stock	Acquisiton	2014-05-29	500,000	$6.00	3,010,189	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnotes
No	4	C	Indirect	See footnotes
No	4	C	Indirect	See footnotes
No	4	P	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series B Preferred Stock	Disposition	2014-05-29	1,393,000	$0.00	1,950,200	$0.00
Common Stock	Series C Preferred Stock	Disposition	2014-05-29	303,255	$0.00	424,557	$0.00
Series A Preferred Stock	8% Convertible Promissory Note	Disposition	2014-05-29	135,432	$0.00	135,432	$0.00

Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
No	4	C	Indirect
No	4	C	Indirect
No	4	C	Indirect

Footnotes

The issuer's Series B Preferred Stock automatically converted into shares of Common Stock on a 1.4-for-1 basis upon the closing of the issuer's initial public offering and had no expiration date.
Consists of 1,918,165 shares of Common Stock underlying the Series B Preferred Stock held by Care Capital Investments III LP and 32,025 shares of Common Stock underlying the Series B Preferred Stock held by Care Capital Offshore Investments III L.P.
Care Capital III LLC is the general partner of Care Capital Investments III LP and Care Capital Offshore Investments III LP and as a result, Care Capital III LLC has the ultimate power to vote or direct the vote and to dispose or direct the disposition of such shares. Richard Markham, Jan Leschly, Jerry N. Karabelas and David R. Ramsay are the four managing members at Care Capital III LLC, and in their capacity as such, may be deemed to exercise shared voting and investment power over the shares held by the reporting persons, each of whom disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
The number of underlying shares of Common Stock reported in Column 7 reflects a 1.4-for-1 stock split that became effective on May 7, 2014.
The issuer's Series C Preferred Stock automatically converted into shares of Common Stock on a 1.4-for-1 basis upon the closing of the issuer's initial public offering and had no expiration date.
Consists of 417,584 shares of Common Stock underlying the Series C Preferred Stock held by Care Capital Investments III LP and 6,973 shares of Common Stock underlying the Series B Preferred Stock held by Care Capital Offshore Investments III L.P.
The issuer's 8% Convertible Promissory Notes (the "Notes") automatically converted into a number of shares of Common Stock equal to the quotient of the aggregate outstanding principal amount and all accrued and unpaid interest due under the Notes divided by $6.00.
Consists of Notes with a principal balance of $793,770.23 and interest accrued through May 29, 2014 of $5,468.19 convertible into 133,207 shares of Common Stock held by Care Capital Investments III, LP and Notes with a principal balance of $13,256.22 and interest accrued through May 29, 2014 of $91.32 convertible into 2,225 shares of Common Stock held by Care Capital Offshore Investments III, LP.
Consists of 491,787 Common Shares owned by Care Capital Investments III LP and 8,213 shares owned by Care Capital Offshore Investments III LP.