Filing Details
- Accession Number:
- 0001209191-14-037751
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-29 17:58:45
- Reporting Period:
- 2014-05-27
- Filing Date:
- 2014-05-29
- Accepted Time:
- 2014-05-29 17:58:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1100270 | Krispy Kreme Doughnuts Inc | KKD | Retail-Food Stores (5400) | 562169715 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1388654 | Bradley Michael Wall | 370 Knollwood Street Suite 500 Winston-Salem NC 27103 | Svp Supply Chain | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-27 | 25,000 | $1.40 | 99,181 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-27 | 11,000 | $19.00 | 88,181 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-05-27 | 25,000 | $0.00 | 25,000 | $1.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
75,000 | 2019-01-29 | No | 4 | M | Direct |
Footnotes
- The Reporting Person's sale of these shares was made pursuant to an SEC Rule 10b5-1 Trading Plan adopted on April 10, 2014. The plan was implemented as part of his personal investment strategy and financial planning needs, including for individual asset diversification purposes. Further, the sale of these shares was made to cover tax withholding obligations and the exercise price.
- The options vest in four equal annual installments beginning on January 29, 2010.