Filing Details
- Accession Number:
- 0001140361-14-023574
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-05-29 17:46:29
- Reporting Period:
- 2014-05-09
- Filing Date:
- 2014-05-29
- Accepted Time:
- 2014-05-29 17:46:29
- Original Submission Date:
- 2014-05-13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1356090 | Intrexon Corp | XON | Services-Commercial Physical & Biological Research (8731) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1091823 | J Randal Kirk | C/O Third Security, Llc 1881 Grove Avenue Radford VA 24141 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-09 | 15,088 | $13.42 | 779,294 | No | 4 | P | Indirect | by MGK 2009 |
Common Stock | Acquisiton | 2014-05-12 | 18,066 | $15.89 | 797,360 | No | 4 | P | Indirect | by MGK 2009 |
Common Stock | Acquisiton | 2014-05-13 | 32,019 | $15.63 | 829,379 | No | 4 | P | Indirect | by MGK 2009 |
Common Stock | Acquisiton | 2014-05-09 | 2,160 | $14.24 | 129,794 | No | 4 | P | Indirect | by Alana Czypinski |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by MGK 2009 |
No | 4 | P | Indirect | by MGK 2009 |
No | 4 | P | Indirect | by MGK 2009 |
No | 4 | P | Indirect | by Alana Czypinski |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 243,001 | Indirect | by NRM VII Holdings |
Common Stock | 4,711,852 | Indirect | by R.J. Kirk DOT |
Common Stock | 699,586 | Indirect | by JPK 2009 |
Common Stock | 73,668 | Indirect | by ZSK 2009 |
Common Stock | 101,482 | Indirect | by JPK 2008 |
Common Stock | 102,437 | Indirect | MGK 2008 |
Common Stock | 76,611 | Indirect | ZSK 2008 |
Common Stock | 940,426 | Indirect | MGK 2011 |
Common Stock | 818,461 | Indirect | by JPK 2012 |
Common Stock | 131,081 | Indirect | by Kellie L. Banks LTT |
Common Stock | 179,199 | Indirect | by ADC 2010 |
Common Stock | 5,746,167 | Indirect | by Kapital Joe |
Common Stock | 5,428,401 | Indirect | by Mascara Kaboom |
Common Stock | 178,724 | Indirect | by Staff 2001 |
Common Stock | 1,356,648 | Indirect | by Senior Staff 2008 |
Common Stock | 1,356,648 | Indirect | Staff 2010 |
Common Stock | 678,323 | Indirect | by Incentive 2010 |
Common Stock | 1,196,077 | Indirect | by NRM IV |
Common Stock | 22,636,052 | Indirect | by NRM V |
Common Stock | 13,340,645 | Indirect | by NRM VI Holdings |
Common Stock | 1,679,578 | Indirect | by NewVa |
Footnotes
- Randal J. Kirk controls each of MGK 2009, LLC ("MGK 2009"), New River Management VII Holdings I, LLC ("NRM VII Holdings"), R.J. Kirk Declaration of Trust ("R.J. DOT"), JPK 2009, LLC ("JPK 2009"), , ZSK 2009, LLC ("ZSK 2009"), JPK 2008, LLC ("JPK 2008"), MGK 2008, LLC ("MGK 2008"), ZSK 2008, LLC ("ZSK 2008"), MGK 2011, LLC ("MGK 2011"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), ADC 2010, LLC ("ADC 2010"), Kapital Joe, LLC ("Kapital Joe") and Mascara Kaboom, LLC ("Mascara Kaboom"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
- Randal J. Kirk controls each of Third Security Staff 2001 LLC ("Staff 2001"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010"), New River Management IV, LP ("NRM IV"), New River Management V, LP ("NRM V"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NewVa Capital Partners, LP ("NewVa"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.