Filing Details

Accession Number:
0001140361-14-023574
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2014-05-29 17:46:29
Reporting Period:
2014-05-09
Filing Date:
2014-05-29
Accepted Time:
2014-05-29 17:46:29
Original Submission Date:
2014-05-13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1356090 Intrexon Corp XON Services-Commercial Physical & Biological Research (8731) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1091823 J Randal Kirk C/O Third Security, Llc
1881 Grove Avenue
Radford VA 24141
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-09 15,088 $13.42 779,294 No 4 P Indirect by MGK 2009
Common Stock Acquisiton 2014-05-12 18,066 $15.89 797,360 No 4 P Indirect by MGK 2009
Common Stock Acquisiton 2014-05-13 32,019 $15.63 829,379 No 4 P Indirect by MGK 2009
Common Stock Acquisiton 2014-05-09 2,160 $14.24 129,794 No 4 P Indirect by Alana Czypinski
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect by MGK 2009
No 4 P Indirect by MGK 2009
No 4 P Indirect by MGK 2009
No 4 P Indirect by Alana Czypinski
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 243,001 Indirect by NRM VII Holdings
Common Stock 4,711,852 Indirect by R.J. Kirk DOT
Common Stock 699,586 Indirect by JPK 2009
Common Stock 73,668 Indirect by ZSK 2009
Common Stock 101,482 Indirect by JPK 2008
Common Stock 102,437 Indirect MGK 2008
Common Stock 76,611 Indirect ZSK 2008
Common Stock 940,426 Indirect MGK 2011
Common Stock 818,461 Indirect by JPK 2012
Common Stock 131,081 Indirect by Kellie L. Banks LTT
Common Stock 179,199 Indirect by ADC 2010
Common Stock 5,746,167 Indirect by Kapital Joe
Common Stock 5,428,401 Indirect by Mascara Kaboom
Common Stock 178,724 Indirect by Staff 2001
Common Stock 1,356,648 Indirect by Senior Staff 2008
Common Stock 1,356,648 Indirect Staff 2010
Common Stock 678,323 Indirect by Incentive 2010
Common Stock 1,196,077 Indirect by NRM IV
Common Stock 22,636,052 Indirect by NRM V
Common Stock 13,340,645 Indirect by NRM VI Holdings
Common Stock 1,679,578 Indirect by NewVa
Footnotes
  1. Randal J. Kirk controls each of MGK 2009, LLC ("MGK 2009"), New River Management VII Holdings I, LLC ("NRM VII Holdings"), R.J. Kirk Declaration of Trust ("R.J. DOT"), JPK 2009, LLC ("JPK 2009"), , ZSK 2009, LLC ("ZSK 2009"), JPK 2008, LLC ("JPK 2008"), MGK 2008, LLC ("MGK 2008"), ZSK 2008, LLC ("ZSK 2008"), MGK 2011, LLC ("MGK 2011"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), ADC 2010, LLC ("ADC 2010"), Kapital Joe, LLC ("Kapital Joe") and Mascara Kaboom, LLC ("Mascara Kaboom"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
  2. Randal J. Kirk controls each of Third Security Staff 2001 LLC ("Staff 2001"), Third Security Senior Staff 2008 LLC ("Senior Staff 2008"), Third Security Staff 2010 LLC ("Staff 2010"), Third Security Incentive 2010 LLC ("Incentive 2010"), New River Management IV, LP ("NRM IV"), New River Management V, LP ("NRM V"), NRM VI Holdings I, LLC ("NRM VI Holdings") and NewVa Capital Partners, LP ("NewVa"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.