Filing Details
- Accession Number:
- 0001144204-14-034309
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-29 17:32:11
- Reporting Period:
- 2014-05-27
- Filing Date:
- 2014-05-29
- Accepted Time:
- 2014-05-29 17:32:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 935419 | Ricks Cabaret International Inc | RICK | Retail-Eating & Drinking Places (5810) | 760458229 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1409068 | Charles Luke Lirot | 2240 Belleair Road Suite 190 Clearwater FL US 33764 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-27 | 10,000 | $8.35 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-05-27 | 20,000 | $8.78 | 20,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-27 | 9,075 | $10.50 | 20,925 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-28 | 925 | $10.50 | 20,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-28 | 10,000 | $10.51 | 10,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-28 | 10,000 | $10.51 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2014-05-27 | 10,000 | $0.00 | 10,000 | $8.35 |
| Common Stock | Stock Options | Disposition | 2014-05-27 | 20,000 | $0.00 | 20,000 | $8.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-07-02 | 2014-07-02 | No | 4 | M | Direct |
| 0 | 2013-06-27 | 2014-06-27 | No | 4 | M | Direct |
Footnotes
- Exercise of stock options.
Billionaire Hedge Funds
