Filing Details
- Accession Number:
- 0001209191-14-037633
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-29 16:11:35
- Reporting Period:
- 2014-05-27
- Filing Date:
- 2014-05-29
- Accepted Time:
- 2014-05-29 16:11:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1062047 | Convergys Corp | CVG | Services-Computer Integrated Systems Design (7373) | 311598292 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187383 | H Jeffrey Fox | One Information Way Suite 400 Little Rock AR 72202 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2014-05-27 | 25,000 | $10.88 | 521,012 | No | 4 | M | Direct | |
Common Shares | Disposition | 2014-05-27 | 25,000 | $22.24 | 496,012 | No | 4 | S | Direct | |
Common Shares | Acquisiton | 2014-05-28 | 25,000 | $10.88 | 521,012 | No | 4 | M | Direct | |
Common | Disposition | 2014-05-28 | 25,000 | $22.07 | 496,012 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Stock Option (right to buy) | Disposition | 2014-05-27 | 25,000 | $0.00 | 25,000 | $10.88 |
Common Shares | Employee Stock Option (right to buy) | Disposition | 2014-05-28 | 25,000 | $0.00 | 25,000 | $10.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,000 | 2015-02-09 | No | 4 | M | Direct | |
0 | 2015-02-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 400,000 | Indirect | By FAMCO Enterprises Limited Partnership |
Common Shares | 20,000 | Indirect | By Fox Family Charitable Trust |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.1713 to $22.2879, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
- Inducement grant of fully vested stock options to purchase 300,000 shares. The stock options shall have a five-year term and an exercise price per share equal to the closing price of a share of common stock on the effective date. If employment terminates for any reason, the stock options shall remain exercisable for two years following such termination of employment or, if shorter, the remaining term of the stock options.