Filing Details

Accession Number:
0001582856-14-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-29 16:10:56
Reporting Period:
2014-05-28
Filing Date:
2014-05-29
Accepted Time:
2014-05-29 16:10:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1005229 Columbus Mckinnon Corp CMCO Construction Machinery & Equip (3531) 160547600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1582856 R Mark Paradowski 140 John James Audubon Parkway
Amherst NY 14228
Vp - Information Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-28 1,568 $18.24 7,512 No 4 M Direct
Common Stock Disposition 2014-05-28 1,240 $29.42 6,272 No 4 S Direct
Common Stock Acquisiton 2014-05-28 989 $13.27 7,261 No 4 M Direct
Common Stock Disposition 2014-05-28 682 $29.42 6,579 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2014-05-28 989 $0.00 989 $13.27
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2014-05-28 1,568 $0.00 1,568 $18.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-05-18 2019-05-17 No 4 M Direct
0 2011-05-17 2020-05-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,944 Direct
Common Stcok 1,447 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option (Right to Buy) $28.45 2009-05-19 2018-05-18 305 305 Direct
Common Stock Non-Qualified Stock Option (Right to Buy) $19.50 2012-05-23 2021-05-22 1,436 1,436 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $13.43 2013-05-21 2022-05-20 2,165 2,165 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $18.95 2014-05-20 2023-05-19 1,980 1,980 Direct
Common Stock Non-Qualified Stock Options (Right to Buy) $27.12 2015-05-19 2024-05-19 3,190 3,190 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-05-18 305 305 Direct
2021-05-22 1,436 1,436 Direct
2022-05-20 2,165 2,165 Direct
2023-05-19 1,980 1,980 Direct
2024-05-19 3,190 3,190 Direct
Footnotes
  1. Includes 2,695 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 191 shares become fully vested and non-forfeitable on 5/23/2015; 540 shares become fully vested and non-forfeitable 50% for two years beginning 5/21/2015; 705 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2015, and 1,259 shares become vested 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.
  2. Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
  3. All exercisable, subject to IRS limitations.
  4. The reporting person exercised 989 options on 5/28/2014.
  5. The reporting person exercised 1,568 shares on 5/28/2014.
  6. Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
  7. Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
  8. Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.
  9. Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.