Filing Details
- Accession Number:
- 0001582856-14-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-29 16:10:56
- Reporting Period:
- 2014-05-28
- Filing Date:
- 2014-05-29
- Accepted Time:
- 2014-05-29 16:10:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1582856 | R Mark Paradowski | 140 John James Audubon Parkway Amherst NY 14228 | Vp - Information Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-28 | 1,568 | $18.24 | 7,512 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-28 | 1,240 | $29.42 | 6,272 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-05-28 | 989 | $13.27 | 7,261 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-28 | 682 | $29.42 | 6,579 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-05-28 | 989 | $0.00 | 989 | $13.27 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-05-28 | 1,568 | $0.00 | 1,568 | $18.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-05-18 | 2019-05-17 | No | 4 | M | Direct |
0 | 2011-05-17 | 2020-05-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,944 | Direct | |
Common Stcok | 1,447 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | $28.45 | 2009-05-19 | 2018-05-18 | 305 | 305 | Direct |
Common Stock | Non-Qualified Stock Option (Right to Buy) | $19.50 | 2012-05-23 | 2021-05-22 | 1,436 | 1,436 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $13.43 | 2013-05-21 | 2022-05-20 | 2,165 | 2,165 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $18.95 | 2014-05-20 | 2023-05-19 | 1,980 | 1,980 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $27.12 | 2015-05-19 | 2024-05-19 | 3,190 | 3,190 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-05-18 | 305 | 305 | Direct |
2021-05-22 | 1,436 | 1,436 | Direct |
2022-05-20 | 2,165 | 2,165 | Direct |
2023-05-19 | 1,980 | 1,980 | Direct |
2024-05-19 | 3,190 | 3,190 | Direct |
Footnotes
- Includes 2,695 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 191 shares become fully vested and non-forfeitable on 5/23/2015; 540 shares become fully vested and non-forfeitable 50% for two years beginning 5/21/2015; 705 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2015, and 1,259 shares become vested 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.
- Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
- All exercisable, subject to IRS limitations.
- The reporting person exercised 989 options on 5/28/2014.
- The reporting person exercised 1,568 shares on 5/28/2014.
- Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.