Filing Details
- Accession Number:
- 0001140361-14-023495
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-29 16:03:09
- Reporting Period:
- 2014-05-27
- Filing Date:
- 2014-05-29
- Accepted Time:
- 2014-05-29 16:03:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1371446 | Fbr & Co. | FBRC | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1519118 | Reena Aggarwal | 1001 Nineteenth Street North Arlington VA 22209 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-27 | 10,504 | $14.52 | 21,264 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-27 | 416 | $26.50 | 20,848 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-27 | 5,378 | $26.32 | 15,470 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Acquisiton | 2014-05-27 | 10,504 | $0.00 | 10,504 | $14.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-06-01 | 2015-06-01 | No | 4 | M | Direct |
Footnotes
- Shares delivered to the Issuer to pay the exercise price of shares exercised in Table II of this Form 4.
Billionaire Hedge Funds
