Filing Details

Accession Number:
0001181431-14-021600
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-29 15:55:34
Reporting Period:
2014-05-27
Filing Date:
2014-05-29
Accepted Time:
2014-05-29 15:55:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013857 Pegasystems Inc PEGA Services-Computer Processing & Data Preparation (7374) 042787865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1018113 F Steven Kaplan C/O Pegasystems Inc.
1 Rogers Street
Cambridge MA 02142
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-27 20,000 $0.00 79,786 No 4 M Direct
Common Stock Disposition 2014-05-27 4,068 $21.13 75,718 No 4 F Direct
Common Stock Disposition 2014-05-27 15,932 $21.06 59,786 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option - Right to Acquire Disposition 2014-05-27 20,000 $0.00 30,000 $4.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-06-03 2014-06-03 No 4 M Direct
Footnotes
  1. Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
  2. Represents the weighted average of sale prices on 5/27/2014, ranging from $21.02 to $21.18.
  3. All share amounts and price data in this Form 4 have been restated to reflect a 2-for-1 forward stock split of Pegasystems Inc.'s common stock that occurred on April 1, 2014.
  4. All Options vested immediately.