Filing Details

Accession Number:
0001459221-14-000032
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-29 13:45:50
Reporting Period:
2014-05-27
Filing Date:
2014-05-29
Accepted Time:
2014-05-29 13:45:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
33488 Escalade Inc ESCA Sporting & Athletic Goods, Nec (3949) 132739290
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1409119 J Robert Keller 817 Maxwell Ave
Evansville IN 47711
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-05-27 4,332 $14.70 212,338 No 4 S Direct
Common Stock Disposition 2014-05-28 5,668 $14.79 206,670 No 4 S Direct
Common Stock Acquisiton 2014-05-29 8,200 $6.07 214,870 No 4 M Direct
Common Stock Acquisiton 2014-05-29 8,448 $5.28 223,318 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Option Disposition 2014-05-29 8,200 $0.00 8,200 $6.07
Common Stock Common Stock Option Disposition 2014-05-29 8,448 $0.00 8,448 $5.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2012-03-01 2016-03-01 No 4 M Direct
20,000 2013-03-02 2017-03-02 No 4 M Direct
Footnotes
  1. Shares issued pursuant to the exercise of options under the Escalade, Incorporated 2007 Incentive Plan.