Filing Details
- Accession Number:
- 0001209191-14-037513
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-28 20:43:34
- Reporting Period:
- 2014-05-27
- Filing Date:
- 2014-05-28
- Accepted Time:
- 2014-05-28 20:43:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1283843 | Emerald Oil Inc. | EOX | Crude Petroleum & Natural Gas (1311) | 770639000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
935356 | J Thomas Edelman | 667 Madison Avenue, 4Th Floor New York NY 10065 | Yes | No | Yes | No | |
1201989 | A Ben Guill | 700 Louisiana Street, Suite 4770 Houston TX 77002 | No | No | Yes | No | |
1467859 | L.p. Energy Deer White | 700 Louisiana Street, Suite 4770 Houston TX 77002 | No | No | Yes | No | |
1477741 | L.p. Te Energy Deer White | 700 Louisiana Street, Suite 4770 Houston TX 77002 | No | No | Yes | No | |
1492479 | White Deer Energy Fi, L.p. | 700 Louisiana Street, Suite 4770 Houston TX 77002 | No | No | Yes | No | |
1500937 | Ltd. Energy Guill & Edelman | 700 Louisiana Street, Suite 4770 Houston TX 77002 | No | No | Yes | No | |
1500938 | L.p. Energy Guill & Edelman | 700 Louisiana Street, Suite 4770 Houston TX 77002 | No | No | Yes | No | |
1570857 | Wde Emerald Holdings Llc | 700 Louisiana Street, Suite 4770 Houston TX 77002 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-27 | 3,866 | $6.40 | 12,812,791 | No | 4 | P | Indirect | WDE Emerald Holdings LLC |
Common Stock | Acquisiton | 2014-05-27 | 134 | $6.40 | 485,925 | No | 4 | P | Indirect | White Deer Energy FI L.P. |
Common Stock | Acquisiton | 2014-05-28 | 110,813 | $6.44 | 12,923,604 | No | 4 | P | Indirect | WDE Emerald Holdings LLC |
Common Stock | Acquisiton | 2014-05-28 | 3,831 | $6.44 | 489,756 | No | 4 | P | Indirect | White Deer Energy FI L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | WDE Emerald Holdings LLC |
No | 4 | P | Indirect | White Deer Energy FI L.P. |
No | 4 | P | Indirect | WDE Emerald Holdings LLC |
No | 4 | P | Indirect | White Deer Energy FI L.P. |
Footnotes
- The amount of securities beneficially owned following the reported transactions includes one warrant entitling WDE Emerald Holdings LLC ("WDE Holdings") to purchase up to 4,943,729 shares of the Issuer's common stock.
- Pursuant to a Securities Purchase Agreement dated May 13, 2013 between the WDE Holdings, White Deer Energy FI L.P. ("White Deer FI", and together with WDE Holdings, the "Investors") and the Issuer, the Investors acquired 2,785,600 shares of the Issuer's common stock. The Investors are members of a "group" for purposes of Section 13(d) of the Exchange Act. Such group includes Edelman & Guill Energy L.P., Edelman & Guill Energy Ltd., White Deer Energy L.P. ("White Deer"), White Deer Energy TE L.P. ("White Deer TE", and together with White Deer and White Deer FI, the "Funds"), Thomas J. Edelman and Ben A. Guill.
- Mr. Edelman has been appointed as a director of the Issuer. White Deer and White Deer TE are the members of WDE Emerald Holdings, Edelman & Guill Energy L.P. is the general partner of the Funds, Edelman & Guill Energy Ltd. is the general partner of Edelman & Guill Energy L.P., and Messrs. Edelman and Guill are the directors of Edelman & Guill Energy Ltd. Accordingly, each of Edelman & Guill Energy Ltd, Edelman & Guill Energy L.P., and Messrs. Edelman and Guill may be deemed to control the investment decisions of the Funds and, therefore, the Investors. The reporting persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interests therein, and this report shall not be deemed an admission that the reporting persons are beneficial owners of the reported securities for purposes of Section 16 or for any other purpose.
- The amount of securities beneficially owned following the reported transactions includes one warrant entitling White Deer FI to purchase up to 170,904 shares of the Issuer's common stock.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.42 to $6.45, inclusive. The reporting person undertakes to provide to Emerald Oil, Inc., any security holder of Emerald Oil, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) and footnote (5) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.42 to $6.45, inclusive.