Filing Details
- Accession Number:
- 0001181431-14-021519
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-28 19:30:06
- Reporting Period:
- 2014-05-23
- Filing Date:
- 2014-05-28
- Accepted Time:
- 2014-05-28 19:30:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
319815 | Maxwell Technologies Inc | MXWL | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 952390133 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1212364 | Jose Cortes | 3888 Calle Fortunada San Diego CA 92123 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-05-23 | 30,000 | $17.46 | 892,124 | No | 4 | S | Indirect | By Montena S.A. |
Common Stock | Disposition | 2014-05-27 | 30,000 | $18.12 | 862,124 | No | 4 | S | Indirect | By Montena S.A. |
Common Stock | Disposition | 2014-05-27 | 30,000 | $18.22 | 832,124 | No | 4 | S | Indirect | By Montena S.A. |
Common Stock | Disposition | 2014-05-28 | 20,000 | $18.08 | 812,124 | No | 4 | S | Indirect | By Montena S.A. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Montena S.A. |
No | 4 | S | Indirect | By Montena S.A. |
No | 4 | S | Indirect | By Montena S.A. |
No | 4 | S | Indirect | By Montena S.A. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 40,922 | Direct | |
Common Stock | 5,000 | Indirect | By Mother-in-Law |
Footnotes
- Mr. Cortes is a principal in Montena, SA. Mr. Cortes may be deemed to exercise voting and investment power over such shares. Mr. Cortes disclaims beneficial ownership of such shares, except to his proportionate interest therein.