Filing Details
- Accession Number:
- 0000886163-14-000060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-28 19:03:18
- Reporting Period:
- 2014-05-27
- Filing Date:
- 2014-05-28
- Accepted Time:
- 2014-05-28 18:03:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 886163 | Ligand Pharmaceuticals Inc | LGND | Pharmaceutical Preparations (2834) | 770160744 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1392266 | S Charles Berkman | 11119 North Torrey Pines Road, Suite 200 La Jolla CA 92037 | Vp, Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-05-27 | 4,667 | $66.89 | 26,978 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-27 | 347 | $9.96 | 27,325 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-27 | 347 | $66.93 | 26,978 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-27 | 1,666 | $21.92 | 28,644 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-27 | 1,666 | $66.93 | 26,978 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-27 | 486 | $14.47 | 27,464 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-27 | 486 | $66.93 | 26,978 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-05-27 | 486 | $0.00 | 486 | $14.47 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-05-27 | 347 | $0.00 | 347 | $9.96 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-05-27 | 1,666 | $0.00 | 1,666 | $21.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,134 | 2022-02-09 | No | 4 | M | Direct | |
| 0 | 2020-02-15 | No | 4 | M | Direct | |
| 8,894 | 2023-02-15 | No | 4 | M | Direct |
Footnotes
- Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/09/12.
- Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/15/10.
- Grant to reporting person of options, exercisable over a 4-year period measured from the date of grant, 12-1/2% after six months, then 1/48th of the Option Shares per month thereafter. The date of grant is 02/15/13.
Billionaire Hedge Funds
