Filing Details
- Accession Number:
- 0001181431-14-021490
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-28 17:38:22
- Reporting Period:
- 2014-05-27
- Filing Date:
- 2014-05-28
- Accepted Time:
- 2014-05-28 17:38:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
928054 | Flotek Industries Inc | FTK | Miscellaneous Chemical Products (2890) | 900023731 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1576961 | S. Carla Hardy | 10603 W. Sam Houston Pkwy N. Suite 300 Houston TX 77064 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-05-27 | 37,500 | $27.74 | 307,639 | No | 4 | S | Indirect | By Carla Schulz Hardy Revocable Trust |
Common Stock | Disposition | 2014-05-27 | 27,500 | $27.74 | 249,021 | No | 4 | S | Indirect | By Carla S. Hardy Grantor Retained Annuity Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Carla Schulz Hardy Revocable Trust |
No | 4 | S | Indirect | By Carla S. Hardy Grantor Retained Annuity Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,244 | Direct |
Footnotes
- Ms. Hardy is a trustee and beneficiary of the named trusts. Ms. Hardy disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
- Disposition of 37,500 common shares in Rev. Trust and 27,500 common shares in GRAT pursuant to a Rule 10b5-1 Trading Plan, at average prices of $27.7381 and $27.7350, respectively.