Filing Details
- Accession Number:
- 0001209191-14-037445
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-28 17:23:15
- Reporting Period:
- 2014-05-23
- Filing Date:
- 2014-05-28
- Accepted Time:
- 2014-05-28 17:23:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1461993 | Cempra Inc. | CEMP | Pharmaceutical Preparations (2834) | 262644445 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1410781 | John Johnson | 6320 Quadrangle Drive Suite 360 Chapel Hill NC 27517 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-23 | 10,000 | $9.10 | 10,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $13.10 | 2024-01-07 | 15,000 | 15,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $2.09 | 2019-08-09 | 22,105 | 22,105 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $2.09 | 2020-07-28 | 6,679 | 6,679 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $7.62 | 2022-03-19 | 15,000 | 15,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $6.79 | 2023-02-03 | 15,000 | 15,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-01-07 | 15,000 | 15,000 | Direct |
| 2019-08-09 | 22,105 | 22,105 | Direct |
| 2020-07-28 | 6,679 | 6,679 | Direct |
| 2022-03-19 | 15,000 | 15,000 | Direct |
| 2023-02-03 | 15,000 | 15,000 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from 9.07 to 9.10. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder full information regarding the number of shares and prices at which the trades were executed.
- The option vests according to the following schedule: 1/12th of the shares vest monthly at the end of each month over 12 months, beginning after 01/01/2014.
- The option vests according to the following schedule: 1/16th of the shares vest at the end of each quarter over the course of 4 years, beginning 06/30/2010.
- These options are fully vested.
- These options are fully vested.
- These options are fully vested.
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