Filing Details
- Accession Number:
- 0001209191-14-037390
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-28 16:16:29
- Reporting Period:
- 2014-05-27
- Filing Date:
- 2014-05-28
- Accepted Time:
- 2014-05-28 16:16:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1175609 | Cavium Inc. | CAVM | Semiconductors & Related Devices (3674) | 770558625 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1397903 | Kumar Anil Jain | C/O Cavium, Inc. 2315 N. First Street San Jose CA 95131 | Corporate Vp, Ic Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-27 | 57,500 | $28.70 | 85,375 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-27 | 60,500 | $47.80 | 24,875 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock option right to buy | Disposition | 2014-05-27 | 57,500 | $0.00 | 57,500 | $28.70 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-03-10 | No | 4 | M | Direct |
Footnotes
- The exercise price of the options ranges from $24.16 to $37.22 per share
- The sale was made under a 10b5-1 trading plan as adopted by the reporting person.
- Shares were sold ranging from $47.65 per share to $48.37 per share.
- 1/8th of the shares subject to the options vest on six month anniversary of the vesting commencement dates of 7/06/2010 and 9/10/2011 and 1/48th of the shares vest monthly thereafter over the next three and one half years.
- The expiration date of the options ranges from 01/06/2017 to 03/10/2018