Filing Details

Accession Number:
0001209191-14-037390
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-28 16:16:29
Reporting Period:
2014-05-27
Filing Date:
2014-05-28
Accepted Time:
2014-05-28 16:16:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1175609 Cavium Inc. CAVM Semiconductors & Related Devices (3674) 770558625
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397903 Kumar Anil Jain C/O Cavium, Inc.
2315 N. First Street
San Jose CA 95131
Corporate Vp, Ic Engineering No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-27 57,500 $28.70 85,375 No 4 M Direct
Common Stock Disposition 2014-05-27 60,500 $47.80 24,875 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option right to buy Disposition 2014-05-27 57,500 $0.00 57,500 $28.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-03-10 No 4 M Direct
Footnotes
  1. The exercise price of the options ranges from $24.16 to $37.22 per share
  2. The sale was made under a 10b5-1 trading plan as adopted by the reporting person.
  3. Shares were sold ranging from $47.65 per share to $48.37 per share.
  4. 1/8th of the shares subject to the options vest on six month anniversary of the vesting commencement dates of 7/06/2010 and 9/10/2011 and 1/48th of the shares vest monthly thereafter over the next three and one half years.
  5. The expiration date of the options ranges from 01/06/2017 to 03/10/2018