Filing Details
- Accession Number:
- 0000905718-14-000303
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-27 19:15:08
- Reporting Period:
- 2014-05-22
- Filing Date:
- 2014-05-27
- Accepted Time:
- 2014-05-27 19:15:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1261249 | Agile Therapeutics Inc | AGRX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
889232 | Ab Investor | C/O Investor Growth Capital, Llc One Rockefeller Plaza, Suite 2801 New York NY 10020 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2014-05-22 | 1,000,000 | $6.00 | 1,000,000 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
Footnotes
- As of May 27, 2014 (the "Filing Date"), certain affiliated entities of Investor AB, a publicly held Swedish company (the "Reporting Person"), (i) beneficially own 1,000,000 shares of common stock, $0.0001 par value per share (the "Common Shares"), of Agile Therapeutics, Inc., a Delaware corporation (the "Company") and (ii) beneficially own 1,950,200 shares of the Company's Series B Preferred Stock, 424,557 shares of the Company's Series C Preferred Stock, and 135,192 of the Company's 8% Convertible Promissory Notes which are automatically convertible into an aggregate of 2,509,949 Common Shares upon the closing of the Company's initial public offering.
- As a result of the foregoing, the Reporting Person, through one or more intermediate entities, possesses the sole power to vote and the sole power to direct the disposition of the Common Shares reported herein. Accordingly, the Reporting Person, as of the Filing Date, may be deemed to beneficially own an aggregate of 3,509,949 Common Shares.
- The Reporting Person interest in the Common Shares reported herein is limited to its pecuniary interest, if any, in such Common Shares.