Filing Details
- Accession Number:
- 0001209191-14-037210
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-27 18:29:45
- Reporting Period:
- 2014-05-22
- Filing Date:
- 2014-05-27
- Accepted Time:
- 2014-05-27 18:29:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1269021 | Portola Pharmaceuticals Inc | PTLA | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1574558 | William Lis | C/O Portola Pharmaceuticals, Inc. 270 East Grand Ave. South San Francisco CA 94080 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-22 | 10,000 | $5.30 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-22 | 5,523 | $20.39 | 4,477 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-22 | 4,477 | $21.01 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-23 | 10,000 | $5.30 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-23 | 10,000 | $20.60 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-27 | 10,000 | $5.30 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-27 | 4,902 | $20.97 | 5,098 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-27 | 5,098 | $21.45 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-05-22 | 10,000 | $0.00 | 10,000 | $5.30 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-05-23 | 10,000 | $0.00 | 10,000 | $5.30 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-05-27 | 10,000 | $0.00 | 10,000 | $5.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 81,095 | 2008-06-18 | 2018-06-18 | No | 4 | M | Direct |
| 71,095 | 2008-06-18 | 2018-06-18 | No | 4 | M | Direct |
| 61,095 | 2008-06-18 | 2018-06-18 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 30, 2014.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.83 to $20.82, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.85 to $21.21, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.32 to $21.055, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.21 to $21.20, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.21 to $21.77, inclusive.
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