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Filing Details

Accession Number:: 0000921895-14-001307
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-05-27 18:11:43
Reporting Period:: 2014-05-22

Filing Date:: 2014-05-27
Accepted Time:: 2014-05-27 18:11:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
934473	Genvec Inc	GNVC	Pharmaceutical Preparations (2834)	232705690

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1454385	Oleg Nodelman	409 Illinois Street San Francisco CA 94158	No	No	Yes	No
1567938	Ecor1 Capital Fund, L.p.	409 Illinois Street San Francisco CA 94158	No	No	No	Yes
1587114	Ecor1 Capital, Llc	409 Illinois Street San Francisco CA 94158	No	No	Yes	No
1598292	Ecor1 Capital Fund Qualified, L.p.	409 Illinois Street San Francisco CA 94158	No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	Acquisiton	2014-05-22	5,415	$2.13	1,017,324	No	4	P	Indirect	By EcoR1 Capital Fund, L.P.
Common Stock, $0.001 Par Value	Acquisiton	2014-05-22	5,085	$2.13	955,449	No	4	P	Indirect	By EcoR1 Capital Fund Qualified, L.P.
Common Stock, $0.001 Par Value	Acquisiton	2014-05-23	2,372	$2.19	1,019,696	No	4	P	Indirect	By EcoR1 Capital Fund, L.P.
Common Stock, $0.001 Par Value	Acquisiton	2014-05-23	2,228	$2.19	957,677	No	4	P	Indirect	By EcoR1 Capital Fund Qualified, L.P.
Common Stock, $0.001 Par Value	Acquisiton	2014-05-27	4,662	$2.39	1,024,358	No	4	P	Indirect	By EcoR1 Capital Fund, L.P.
Common Stock, $0.001 Par Value	Acquisiton	2014-05-27	4,378	$2.39	962,055	No	4	P	Indirect	By EcoR1 Capital Fund Qualified, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By EcoR1 Capital Fund, L.P.
No	4	P	Indirect	By EcoR1 Capital Fund Qualified, L.P.
No	4	P	Indirect	By EcoR1 Capital Fund, L.P.
No	4	P	Indirect	By EcoR1 Capital Fund Qualified, L.P.
No	4	P	Indirect	By EcoR1 Capital Fund, L.P.
No	4	P	Indirect	By EcoR1 Capital Fund Qualified, L.P.

Footnotes

This Form 4 is filed jointly by EcoR1 Capital, LLC ("EcoR1"), EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and Oleg Nodelman (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, $0.001 par value (the "Common Stock"). As such, each Reporting Person may be deemed to beneficially own more than 10% of the outstanding shares of Common Stock.
Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
The shares of Common Stock beneficially owned by each of Capital Fund and Qualified Fund have been adjusted from the previous Form 4 filed by the Reporting Persons with respect to securities of the Issuer to give effect to transfers of shares of Common Stock between Capital Fund and Qualified Fund in connection with periodic rebalancing transactions, which occurred prior to the transactions reported herein.
Shares of Common Stock beneficially owned by Capital Fund. EcoR1, as the general partner of Capital Fund, may be deemed to beneficially own the shares of Common Stock directly owned by Capital Fund. Mr. Nodelman, as the Manager of EcoR1, may be deemed to beneficially own the shares of Common Stock directly owned by Capital Fund.
Shares of Common Stock beneficially owned by Qualified Fund. EcoR1, as the general partner of Qualified Fund, may be deemed to beneficially own the shares of Common Stock directly owned by Qualified Fund. Mr. Nodelman, as the Manager of EcoR1, may be deemed to beneficially own the shares of Common Stock directly owned by Qualified Fund.