Home > Insider Trading > Filing (0001181431-14-021328)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1012620	Genesee & Wyoming Inc	GWR	Railroads, Line-Haul Operating (4011)	060984624

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1032793	Iii B Mortimer Fuller	20 West Avenue Darien CT 06820		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock, $.01 Par Value	Acquisiton	2014-05-22	80,000	$0.00	99,870	No	4	C	Direct
Class A Common Stock, $.01 Par Value	Disposition	2014-05-23	41,757	$96.42	58,113	No	4	S	Direct
Class A Common Stock, $.01 Par Value	Disposition	2014-05-27	38,243	$96.68	19,870	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock, $.01 Par Value	Class B Common Stock, $.01 par value	Disposition	2014-05-22	80,000	$0.00	80,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
821,873			No	4	C	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock, $.01 Par Value	31,230	Indirect	By trust
Class A Common Stock, $.01 Par Value	226	Indirect	By wife

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock, $.01 Par Value	Class B Common Stock, $.01 par value	$0.00			0	54,000	Indirect
Class A Common Stock, $.01 Par Value	Class B Common Stock, $.01 par value	$0.00			0	2,748	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	0	54,000	Indirect
	0	2,748	Indirect

Footnotes

These shares were received upon the conversion of Class B Common Stock. Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
Mr. Fuller's sales were made to diversify his portfolio and in connection with his tax planning.
The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
Represents the weighted average sales price for the price increments ranging from $96.05 to $96.68.
Represents the weighted average sales price for the price increments ranging from $96.29 to $97.08.
Held by trusts of which Mr. Fuller is trustee for the benefit of members of Mr. Fuller's family. Mr. Fuller disclaims beneficial ownership of these shares.
These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.
This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.