Filing Details

Accession Number:
0001144204-14-033707
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-27 16:33:09
Reporting Period:
2014-05-21
Filing Date:
2014-05-27
Accepted Time:
2014-05-27 16:33:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
935419 Ricks Cabaret International Inc RICK Retail-Eating & Drinking Places (5810) 760458229
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1093339 L Robert Watters 1239 2Nd Street
New Orleans LA US 70130
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-21 10,000 $8.35 10,000 No 4 M Direct
Common Stock Acquisiton 2014-05-21 8,557 $8.78 18,557 No 4 M Direct
Common Stock Disposition 2014-05-21 7,677 $10.58 10,880 No 4 S Direct
Common Stock Disposition 2014-05-22 4,119 $10.46 6,761 No 4 S Direct
Common Stock Disposition 2014-05-23 6,761 $10.51 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2014-05-21 10,000 $0.00 10,000 $8.35
Common Stock Stock Options Disposition 2014-05-15 8,557 $0.00 8,557 $8.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-07-02 2014-07-02 No 4 M Direct
11,443 2013-06-27 2014-06-27 No 4 M Direct
Footnotes
  1. Exercise of stock options.