Filing Details
- Accession Number:
- 0001231376-14-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-27 16:31:36
- Reporting Period:
- 2014-05-22
- Filing Date:
- 2014-05-27
- Accepted Time:
- 2014-05-27 16:31:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1035748 | Callidus Software Inc | CALD | Services-Computer Programming Services (7371) | 770438629 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1272096 | David Pratt | C/O Callidus Software Inc. 6200 Stoneridge Mall Road Pleasanton CA 94588 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-22 | 30,000 | $7.22 | 72,500 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-05-22 | 120,000 | $3.65 | 192,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-22 | 75,000 | $10.40 | 117,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-05-23 | 25,000 | $10.57 | 92,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-05-22 | 120,000 | $0.00 | 120,000 | $3.65 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-05-22 | 30,000 | $0.00 | 30,000 | $7.22 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-06-23 | 2014-07-30 | No | 4 | M | Direct |
0 | 2005-06-01 | 2014-06-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 36,493 | Indirect | by Family Trust |
Footnotes
- Stock option would have expired June 1, 2014.
- Stock option would have expired July 30, 2014.
- This is the weighted average sales price. Shares were sold in multiple transactions at prices ranging from $10.25 to $10.58. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- This is the weighted average sales price. Shares were sold in multiple transactions at prices ranging from $10.50 to $10.71. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- Reflects corrected amount. 6,493 indirectly held shares were inadvertently reported as directly held by the Reporting Person on previous Forms 4 since approximately 2005.
- This option vests and becomes exercisable in six equal monthly increments commencing June 23, 2004.
- Option vests over a period of four years, with 25% of the number of shares vesting on the first anniversary of the grant date and the remaining 75% vesting in equal monthly installments over three years thereafter.