Filing Details
- Accession Number:
- 0001209191-14-037076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-27 16:15:50
- Reporting Period:
- 2014-05-22
- Filing Date:
- 2014-05-27
- Accepted Time:
- 2014-05-27 16:15:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1569391 | Kcg Holdings Inc. | KCG | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1534747 | George Sohos | Kcg Holdings, Inc. 545 Washington Boulevard Jersey City, NJ 07310 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2014-05-22 | 4,100 | $11.97 | 164,164 | No | 4 | S | Direct | |
Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2014-05-23 | 22,425 | $11.99 | 141,739 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock Units | 372,579 | Direct |
Footnotes
- Represents the sale of 4,100 shares in multiple transactions at prices ranging from $11.97 to $11.975 per share, resulting in a weighted average sale price per share of $11.97.
- Represents the sale of 22,425 shares in multiple transactions at prices ranging from $11.98 to $12.00 per share, resulting in a weighted average sale price per share of $11.986
- Filer undertakes to provide the SEC, the Issuer, or security holder full information pertaining to the number of shares sold at each separate price.